Derek Stern Email & Phone Number
AVP, Head of Global Distribution Compliance @ Manulife John Hancock Investments and Retirement
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Derek Stern Location
- Boston, MA, US
Derek Stern Work
- AVP, Head of Global Distribution Compliance @ (February 2017 - Present)
- Chief Compliance Officer | Director, PRM Compliance @ (April 2006 - November 2016)
- Vice President; Compliance Officer @ (January 2002 - April 2006)
- Penn State @ Penn State Liberal Arts Alumni Association (January 1999 - January 2005)
- Assistant Vice President; Advertising Compliance Manager @ Formerly Funds Distributor, Inc (June 2000 - January 2002)
- Assistant Vice President; Compliance Editor @ (May 1995 - June 2000)
- Putnam Investor Services @ (July 1993 - May 1995)
Derek Stern Education
- Penn State University
Bachelor's degree (Political Science)
1988-1993 - The Dwight School
high school
1984-1988
Derek Stern Skills
- Anti Money Laundering
- Artificial Intelligence (AI)
- Asset Management
- Broker dealer compliace
- Broker-Dealer
- CIP
- Compliance
- FINRA
- Finance
- Financial Services
- General Securities Principal
- General Securities Registered Representative
- Global Regulatory Compliance
- Hedge Funds
- High Performance Teams
- Inclusive Team Building
- Investment Advisor Compliance
- Investments
- Mentoring
- Mutual Funds
- Policies & Procedures Development
- Regulations
- Regulatory Audits
- Regulatory Compliance
- Retirement Planning
- SEC
- Securities
- Securities Regulation
- Series 24
- Series 51
- Series 63
- Series 7
- Series 99
- Social Media
- Social Media Monitoring
- Social media compliance
- Trading
- U.S. Securities and Exchange Commission (SEC)
- U.S. Securities And Exchange Commission Sec
- Advertising
- Policies And Procedures Development
- Broker Dealer
- Services
- u.s. Securities and Exchange Commission
Derek Stern Summary
- Derek Stern, based in Boston, MA, US, is currently a AVP, Head of Global Distribution Compliance at Manulife John Hancock Investments. Derek Stern brings experience from previous roles at Putnam Investments, State Street Corporation, Penn State Liberal Arts Alumni Association and Formerly Funds Distributor, Inc. Derek Stern holds a 1988 - 1993 Bachelor's degree in Political Science @ Penn State University. With a robust skill set that includes Anti Money Laundering, Artificial Intelligence (AI), Asset Management, Broker dealer compliace, Broker-Dealer and more. Derek Stern has 1 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Derek Stern?
Find contact details for 700 million professionals.
Others Named Derek Stern
Derek Stern
AVP, Head of Global Distribution Compliance
Boston, MA, US
Derek Stern
Director of Cloud Solutions and Services
Fort Worth, TX, US
Derek Stern
Vice President
Montreal, QC, CA
Derek Stern
Accountant 2
Dover, Pennsylvania, United States
Derek Stern
Front of House Manager
California, United States
Derek Stern
Supply Chain Analyst
Broomfield, CO, US
Top Manulife John Hancock Investments and Retirement Employees
Peter Neal
Senior Vice President, External Wholesaler
Omaha, NE, US
Mat Dimatteo
Managing Director, Platform Distribution
Boston, MA, US
Lauren Miller
Regional Vice President, Business Consultant
Atlanta, GA, US
Christopher Fuschillo
Managing Director, Institutional Sales
Garden City, NY, US
Kelli Grady
VP, Senior National Account Manager
Fairfield, CT, US
Jason McKinney
Senior Vice President, Business Consultant
Boston, MA, US
Lloyd Silk
Managing Director
Denver, CO, US
Derrick Amey
Managing Director DC IO Specialist
Long Beach, CA, US
Hugh Gregg
Chief Administrative Officer
Boston, MA, US
Katie Firth
Chief Operating Officer of GWAM Retail
Boston, MA, US
William Shields
Vice President
Boston, MA, US
Luji Brock
Managing Director, Offshore Investments
Houston, TX, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co