Derek Finch Email & Phone Number
Director of Operations and Chief Compliance Officer
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Derek Finch Location
- Long Beach, CA, US
Derek Finch Work
- Director of Operations and Chief Compliance Officer @ Seaside Wealth Management (January 2026 - Present)
- Chief Compliance Officer and Director of Operations @ (January 2025 - January 2026)
- Director of Operations @ (January 2024 - January 2025)
- Operations Manager @ (January 2023 - January 2024)
- Client Associate @ (August 2022 - January 2023)
- Client Services Associate @ (January 2022 - August 2022)
- Transition Specialist @ (August 2020 - December 2021)
- Purchase Specialist @ (March 2020 - September 2020)
- Client Services Team Lead @ Ameriprise Financial Services, Inc. (July 2019 - March 2020)
- Director Of Operations @ (January 2018 - July 2019)
- Director of Internal Audit @ Independent Financial Group, LLC (June 2013 - January 2018)
- Operations Specialist @ Independent Financial Group, LLC (May 2012 - June 2013)
- Licensing Coordinator @ (March 2011 - May 2012)
- Operations Team Lead @ (November 2004 - March 2011)
Derek Finch Education
- Long Beach City College
(Business Administration, Management and Operations)
2025-2026
Derek Finch Skills
- ACT CRM
- Adobe Acrobat
- Alternative Investments
- Analytical Skills
- Asset Allocation
- Asset Management
- Audit Management
- Auditing
- Business Development
- CRM Databases
- Clearing Houses
- Client Services
- Consulting
- Critical Thinking
- Cross-functional Team Leadership
- Customer Relationship Management (CRM)
- Customer Satisfaction
- Customer Service
- Data Entry
- Director of Operations
- Enterprise Resource Planning (ERP)
- FINRA
- Financial Advisory
- Financial Planners
- Financial Services
- Human Capital Management
- Internal Audit
- Interpersonal Skills
- Investment Advisory
- Investment Strategies
- Investments
- Leadership
- Licensing
- Management
- Marketing Strategy
- Microsoft Excel
- Microsoft Office
- Microsoft Outlook
- Microsoft Teams
- New Business Development
- Operations Management
- Private Wealth Management
- Problem Solving
- Project Management
- Purchasing
- Registration
- Regulatory Compliance
- Salesforce Lightning
- Salesforce.com
- Salesforce.com Administration
- Series 65
- Series 7
- Staff Mentoring
- Team Building
- Team Leadership
- Teamwork
- Time Management
- Training
- Transition Management
- Variable Annuities
- Virtual Teams
- Zoom
Derek Finch Summary
- Derek Finch, based in Long Beach, CA, US, is currently a Director of Operations and Chief Compliance Officer at Seaside Wealth Management. Derek Finch brings experience from previous roles at Evolve Private Wealth. Derek Finch holds a 2025 - 2026 Long Beach City College. With a robust skill set that includes ACT CRM, Adobe Acrobat, Alternative Investments, Analytical Skills, Asset Allocation and more. Derek Finch has 4 emails and 5 mobile phone numbers on RocketReach.
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