2018 -2019 2nd Vice President - Sr. Compliance Officer @
2015 -2018 AVP, Risk Assessment and Testing @
2010 -2015 Compliance Officer @
2009 -2010 Financial Representative @
2008 -2009 Associate Director of Network Office Supervision @
2005 -2007 Advertising Compliance Analyst @
Denver Ignacio Education
DePaul University
Business Management
DePaul University
Denver Ignacio Skills
FINRA
Investment Advisory
Series 7
Compliance
AML
Mutual Funds
Series 63
Insurance
Series 24
Equities
Investments
Securities
Asset Management
Annuities
Due Diligence
Financial Planning
Wealth Management
Compliance Management
Risk Assessment
Financial Services
Legal
Services
Denver Ignacio Summary
Denver Ignacio, based in Mount Prospect, IL, US, is currently a Chief Compliance Officer at AJ Capital Partners. Denver Ignacio brings experience from previous roles at AJ Capital Partners, Aon and OppFi. Denver Ignacio holds a Business Management @ DePaul University. With a robust skill set that includes FINRA, Investment Advisory, Series 7, Compliance, AML and more. Denver Ignacio has 7 emails and 7 mobile phone numbers on RocketReach.
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