Dee G Email
DCCO @ Continuum Advisory, LLC
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Dee G Location
- Holbrook, NY, US
Dee G Work
- DCCO @ (April 2026 - Present)
- Compliance Officer @ Advisor Group/ Osaic (October 2022 - April 2026)
- Compliance Manager RIA @ (January 2022 - July 2024)
- Compliance Officer @ A.G. Morgan Financial Advisors (August 2020 - March 2022)
- Regulatory Compliance Officer and Compliance Manager @ HSBC Global Asset Manag (April 2014 - August 2019)
- FCC AML SME @ HSBC (April 2014 - November 2015)
- Advisory Compliance Manager @ (August 2007 - April 2014)
- Compliance Manager @ Park Avenue Securities (January 2002 - December 2007)
- Registered Associate, Compliance @ A G Edwards (February 1998 - February 2002)
- Registered Rep @ (January 1996 - December 1998)
Dee G Education
- University of Phoenix
Bachelor's degree (Finance)
Dee G Summary
- Dee G, based in Holbrook, NY, US, is currently a DCCO at Continuum Advisory, LLC. Dee G brings experience from previous roles at Advisor Group/ Osaic, Transamerica Financial Advisors, Inc., A.G. Morgan Financial Advisors and HSBC Global Asset Manag. Dee G holds a Bachelor's degree in Finance @ University of Phoenix.
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