Dee G Email
DCCO @ Continuum Advisory, LLC
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Dee G Location
- Holbrook, NY, US
Dee G Work
- 2026 -now DCCO @
- 2022 -2026 Compliance Officer @ Advisor Group/ Osaic
- 2022 -2024 Compliance Manager RIA @
- 2020 -2022 Compliance Officer @ A.G. Morgan Financial Advisors
- 2014 -2019 Regulatory Compliance Officer and Compliance Manager @ HSBC Global Asset Manag
- 2014 -2015 FCC AML SME @ HSBC
- 2007 -2014 Advisory Compliance Manager @
- 2002 -2007 Compliance Manager @ Park Avenue Securities
- 1998 -2002 Registered Associate, Compliance @ A G Edwards
- 1996 -1998 Registered Rep @
Dee G Education
- University of Phoenix
Bachelor's degree (Finance)
Dee G Summary
- Dee G, based in Holbrook, NY, US, is currently a DCCO at Continuum Advisory, LLC. Dee G brings experience from previous roles at Advisor Group/ Osaic, Transamerica Financial Advisors, Inc., A.G. Morgan Financial Advisors and HSBC Global Asset Manag. Dee G holds a Bachelor's degree in Finance @ University of Phoenix.
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