Deborah Workman Email
Chief Compliance Officer @ Alitis Investment Counsel
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Deborah Workman Location
- Calgary, AB, CA
Deborah Workman Work
- 2024 -now Chief Compliance Officer @
- 2023 -2024 Head of Adminstration @
- 2019 -2024 Chief Compliance Officer @
- 2016 -2024 Compliance Manager @
- 2015 -2024 Senior Compliance Officer @
- 2013 -2014 Head of Operations and Compliance Officer @
- 2005 -2012 Compliance Officer @ Leede Financial Markets Inc.
- 2000 -2005 Compliance and Documentation Control @
- 1980 -1999 Operations @ Canaccord Capital
Deborah Workman Education
- Canadian Securities Institute
Partners, Directors and Officers Course
2024 - IFSE Institute
Exempt Market Products Course
2024 - Canadian securities institute
Investment Dealers Supervisors Course
2023 - Canadian Securities Institute
Chief Compliance Officers Course
- Canadian Securities Institute
Canadian Securities Course
Deborah Workman Skills
- Training Material
- Risk Assessment
- Regulatory Reporting
- Business Communications
- Compliance Oversight
- Handle Confidential Information
- Regulatory Requirements
- Compliance
- Operations Management
- NDEX
- Microsoft CRM
- Sharefile
- Manage Client Relationships
- Regulatory Documentation
- Process Flow Documentation
- Wealth Management
- KYC
- Risk Management
- Cash Management
- Operational Risk Management
- Fund Administration
- AML
- Asset Management
- FINRA
- Anti Money Laundering
Deborah Workman Summary
- Deborah Workman, based in Calgary, AB, CA, is currently a Chief Compliance Officer at Alitis Investment Counsel. Deborah Workman brings experience from previous roles at Pinnacle Wealth Brokers EMD. Deborah Workman holds a Partners, Directors and Officers Course @ Canadian Securities Institute. With a robust skill set that includes Training Material, Risk Assessment, Regulatory Reporting, Business Communications, Compliance Oversight and more. Deborah Workman has 2 emails on RocketReach.
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