Deborah Koch Email & Phone Number
Wealth Management Operations @ Kerins Hendrickson Wealth Management
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Deborah Koch Location
- Omaha, NE, US
Deborah Koch Work
- Wealth Management Operations @ (October 2021 - Present)
- Investment Operations and Wealth Management @ (April 2015 - October 2021)
- Director of Operations @ CLS Investments, LLC (September 2013 - March 2015)
- Chief Compliance Officer @ (March 2004 - September 2013)
Deborah Koch Education
- Bachelor of Science in Business Administration - University of Nebraska at Omaha.
Bachelor of Science in Business Administration (Finance and Banking)
Deborah Koch Skills
- 1940 Act
- Broker-Dealer
- Broker-Dealer Compliance
- Code of Ethics
- Compliance Management
- FINOP
- FINRA
- Financial Advisory
- General Securities Principal
- Investment Advisor Compliance
- Investment Advisory
- Investment Company Act
- Investments
- Regulatory Examinations
- Securities Exchange Act of 1934
- Series 24
- Series 53
- Series 63
- Series 65
- Series 7
- Wealth Management
- Wealth Management Services
- Training
- General Securities
- Broker Dealer
- Portfolio Management
- Securities Exchange Act
- Broker Dealer Compliance
- Marketing
- Investment Advisor
- Finance
Deborah Koch Summary
- Deborah Koch, based in Omaha, NE, US, is currently a Wealth Management Operations at Kerins Hendrickson Wealth Management. Deborah Koch brings experience from previous roles at Fortress Wealth Advisors, CLS Investments, LLC and Manarin Investment Counsel, Ltd.. Deborah Koch holds a Bachelor of Science in Business Administration in Finance and Banking @ Bachelor of Science in Business Administration - University of Nebraska at Omaha.. With a robust skill set that includes 1940 Act, Broker-Dealer, Broker-Dealer Compliance, Code of Ethics, Compliance Management and more. Deborah Koch has 1 emails and 1 mobile phone numbers on RocketReach.
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Top Kerins Hendrickson Wealth Management Employees
Deborah Koch
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