Debbie Han Email
Associate Director, Regulatory Complaints, Investigation and Inquiries @ RBC Dominion Securities
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Debbie Han Location
- Toronto, ON, CA
Debbie Han Work
- Associate Director, Regulatory Complaints, Investigation and Inquiries @ (January 2025 - Present)
- Senior Manager, Regulatory Inquiries @ (May 2019 - Present)
- Investigator @ (January 2019 - May 2019)
- Trading Conduct Examiner @ (August 2015 - January 2019)
- Compliance Officer @ (January 2011 - August 2015)
- Compliance Officer, Branch Audits @ (January 2009 - January 2011)
- Compliance Officer @ (November 2007 - September 2008)
- Associate, AML Compliance @ (December 2005 - November 2007)
- Surveillance Officer @ (August 2000 - December 2005)
Debbie Han Education
- York University - Osgoode Hall Law School
Certificate in Canadian Securities Law and Practice
- ACAMS
CAMS
- Canadian Securities Institute
Fellow of CSI (Derivatives Market Specialist designation)
- Hubei University
BA (English Literature)
Debbie Han Summary
- Debbie Han, based in Toronto, ON, CA, is currently a Associate Director, Regulatory Complaints, Investigation and Inquiries at RBC Dominion Securities. Debbie Han brings experience from previous roles at RBC Capital Markets, IIROC (Investment Industry Regulatory Organization of Canada) and Mutual Fund Dealers Association. Debbie Han holds a Certificate in Canadian Securities Law and Practice @ York University - Osgoode Hall Law School. Debbie Han has 1 emails on RocketReach.
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