Debbie Han Email
Associate Director, Regulatory Complaints, Investigation and Inquiries @ RBC Dominion Securities
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Debbie Han Location
- Toronto, ON, CA
Debbie Han Work
- 2025 -now Associate Director, Regulatory Complaints, Investigation and Inquiries @
- 2019 -now Senior Manager, Regulatory Inquiries @
- 2019 -2019 Investigator @
- 2015 -2019 Trading Conduct Examiner @
- 2011 -2015 Compliance Officer @
- 2009 -2011 Compliance Officer, Branch Audits @
- 2007 -2008 Compliance Officer @
- 2005 -2007 Associate, AML Compliance @
- 2000 -2005 Surveillance Officer @
Debbie Han Education
- York University - Osgoode Hall Law School
Certificate in Canadian Securities Law and Practice
- ACAMS
CAMS
- Canadian Securities Institute
Fellow of CSI (Derivatives Market Specialist designation)
- Hubei University
BA (English Literature)
Debbie Han Summary
- Debbie Han, based in Toronto, ON, CA, is currently a Associate Director, Regulatory Complaints, Investigation and Inquiries at RBC Dominion Securities. Debbie Han brings experience from previous roles at RBC Capital Markets, IIROC (Investment Industry Regulatory Organization of Canada) and Mutual Fund Dealers Association. Debbie Han holds a Certificate in Canadian Securities Law and Practice @ York University - Osgoode Hall Law School. Debbie Han has 1 emails on RocketReach.
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