Dean Hall Email & Phone Number
VP, Director of Capital Markets Compliance
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Dean Hall Location
- Portland, OR, US
Dean Hall Work
- 2018 -now VP, Director of Capital Markets Compliance @ D.A. Davidson & Co.
- 2004 -now VP, Chief Compliance Officer @
- 2004 -2006 Compliance Officer @ Bidwell & Company
Dean Hall Education
- The Wharton School
CRCP, FINRA Institute at the Wharton School
2009-2010 - Campbell University, Norman Adrian Wiggins School of Law 1992-1995
- University of North Carolina Wilmington
BS (Accounting/Finance)
1986-1991
Dean Hall Skills
- Valuation
- Securities
- Regulatory Compliance
- Bank Secrecy Act
- MiFID
- USA PATRIOT Act
- FINRA
- Investment Advisers Act
- Asset Management
- Strategy
- OFAC
- Investments
- Leadership
- Microsoft Excel
- PowerPoint
- Microsoft Office
- AutoCAD
- Statistics
- Quality Management
- Quality Auditing
- Product Quality
- Data Analysis
- Marketing Strategy
- Marketing Communications
- Communication Skills
- Technology
- Project Engineering
- Direct Sales
- Outside Sales
- Home Improvement
- Consumer Electronics
- Musicians
- Audiology
- Automotive Parts
- Lead Generation
Dean Hall Summary
- Dean Hall, based in Portland, OR, US, is currently a VP, Director of Capital Markets Compliance at D.A. Davidson & Co.. Dean Hall brings experience from previous roles at D.A. Davidson & Co. and Bidwell & Company. Dean Hall holds a 2009 - 2010 CRCP, FINRA Institute at the Wharton School @ The Wharton School. With a robust skill set that includes Valuation, Securities, Regulatory Compliance, Bank Secrecy Act, MiFID and more. Dean Hall has 2 emails and 2 mobile phone numbers on RocketReach.
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