Dawn Thomason Email & Phone Number
Chief Compliance Officer @ USA Financial
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Dawn Thomason Location
- Valparaiso, IN, US
Dawn Thomason Work
- Chief Compliance Officer @ (August 2022 - Present)
- Director of Advertising Compliance @ (August 2018 - September 2022)
- Managing Principal - Advertising and Marketing @ USA Financial Securities (March 2008 - September 2022)
Dawn Thomason Education
- Purdue University
Dawn Thomason Skills
- Marketing
- FINRA
- Finance
- Investments
- Securities
- Management
- SEC
- Regulatory Compliance
- Social Media Communications
- RIAs
- Broker-Dealer Compliance
- Broker-Dealer Operations
- CIPM
- Compliance Management
- Investment Advisory
- Series 24
- Compliance Regulations
Dawn Thomason Summary
- Dawn Thomason, based in Valparaiso, IN, US, is currently a Chief Compliance Officer at USA Financial. Dawn Thomason brings experience from previous roles at USA Financial and USA Financial Securities. Dawn Thomason holds a Purdue University. With a robust skill set that includes Marketing, FINRA, Finance, Investments, Securities and more. Dawn Thomason has 5 emails and 4 mobile phone numbers on RocketReach.
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