Compliance Officer, Manager, Risk and Controls @ (January 2008 - January 2011)
Global Legal and Compliance Specialist @ (January 2005 - January 2007)
Compliance Specialist @ (January 2006 - January 2006)
Compliance Officer @ (January 2003 - January 2005)
Senior Compliance Analyst @ (January 2002 - January 2003)
Senior Trade Compliance Analyst @ (January 1999 - January 2002)
Senior Shareholder Services Representative @ (April 1997 - February 1999)
Account Services Representative @ (November 1993 - April 1997)
Dawn Krause Education
Webster University
Bachelor of Arts (B.A.) (Business Administration and Management, General)
Dawn Krause Skills
Data Privacy
Communication
Business Relationship Management
Vulnerability Assessment
Risk Assessment
Policy Analysis
Compliance Regulations
Operational Risk Management
Financial Audits
Continuous Improvement
Business Management
Project Management
Derivatives
Hedge Funds
Securities
Due Diligence
Financial Risk
Mutual Funds
Investments
Internal Controls
Financial Services
Bloomberg
Bonds
Auditing
Software Documentation
Fixed Income
Financial Analysis
AML
Alternative Investments
Code of Ethics
Business Services
Small Office
Regulatory Compliance
Mortgage Lending
Kpmg
Rules
Complaint Management
Trade Compliance
Sla
Series 63
Fostering
Regulatory Examinations
Information Technology
Mock
Disaster Recovery
Legal Writing
Tokyo
Pwc
Foreign Exchange
Sarbanes Oxley Act
Enterprise Risk Management
Template
Business Process Improvement
Claim
Marketplace
STP
Capital
Risk
Trading
Global Experience
Pacific
Asset
Asia
Marketing
Retail
Valuation
Legal
Risk Management
Leadership
Human Resources
Regulations
Customer Service
Kansas City
Global Regulatory Compliance
Series 6
Applications
American
Singapore
Shareholder
Home
Business Administration
Responsibility
Guidelines
Operations
Australia
Yahoo
Sydney
Advertising
Internal Audit
Policies and Procedures Development
Licensing
Contractual Agreements
Credentials
Agreement
Anti Money Laundering
Variable
Thinker
Multifaceted
Function Independently
Australian
Global Compliance
Thinking
Testing
Training
Management
Separate Accounts
SAS
Microsoft Excel
Regulatory Filings
Investment Management
Nasd
Treasury
Cell
Legal Research
Compliance
Regulatory Requirements
Checklists
Deloitte
Finance
Team Building
Funding
Dawn Krause Summary
Dawn Krause, based in Texas, United States, is currently a Operations Support Manager at Spartan Fitness Holdings. Dawn Krause brings experience from previous roles at Spartan Fitness Holdings, Allianz Global Investors and HD Vest Financial Services. Dawn Krause holds a Bachelor of Arts (B.A.) in Business Administration and Management, General @ Webster University. With a robust skill set that includes Data Privacy, Communication, Business Relationship Management, Vulnerability Assessment, Risk Assessment and more. Dawn Krause has 2 emails and 3 mobile phone numbers on RocketReach.
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