Dawn Cote Email & Phone Number
Compliance and Operational Risk Manager @ Merrill Lynch
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Dawn Cote Location
- Baltimore, MD, US
Dawn Cote Work
- 2022 -now Compliance and Operational Risk Manager @
- 2002 -2022 Market Supervision Manager, Vice President @
- 1999 -2002 Compliance Officer @
Dawn Cote Education
- Loyola College in Maryland
Master of Business Administration (M.B.A.) (Business Administration and Management, General)
1993-1997 - Towson University
Bachelor of Applied Science (B.A.Sc.) (Finance, General)
1988-1992
Dawn Cote Skills
- Alternative Investments
- FINRA
- Management
- Fraud Detection
- Financial Risk Management
- Investments
- Risk Management
- Financial Risk
- Anti Money Laundering
- Legal Compliance
- Invest
- Customer Service
- Financial Analysis
- Regulatory Compliance
- Financial Services
- Securities
- Fiduciary Management
- Operational Risk Management
- Series 7
Dawn Cote Summary
- Dawn Cote, based in Baltimore, MD, US, is currently a Compliance and Operational Risk Manager at Merrill Lynch. Dawn Cote brings experience from previous roles at Merrill Lynch and Legg Mason. Dawn Cote holds a 1993 - 1997 Master of Business Administration (M.B.A.) in Business Administration and Management, General @ Loyola College in Maryland. With a robust skill set that includes Alternative Investments, FINRA, Management, Fraud Detection, Financial Risk Management and more. Dawn Cote has 1 emails and 1 mobile phone numbers on RocketReach.
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