David Zack Email & Phone Number
Chief Compliance Officer, Chief Financial Officer, and Anti-Money Laundering Director @ Stifel Research Advisory LLC
David Zack Location
New York, NY, US
David Zack Work
- 2023 - now Chief Compliance Officer, Chief Financial Officer, and Anti-Money Laundering Director @ Stifel Research Advisory LLC
- 2021 - now Chief Compliance Officer, Chief Financial Officer and Anti-Money Laundering Director @ BRYAN GARNIER SECURITIES
- 2020 - 2021 Securities Compliance Professional and Independent Regulatory Consultant @ David Zack Consulting
- 2017 - 2020 Chief Compliance Officer and Anti-Money Laundering Director @ R. Seelaus & Co., Inc.
- 2017 - 2020 Chief Compliance Officer and Anti-Money Laundering Director @ Seelaus Asset Management, LLC
- 2016 - 2017 Securities Compliance Professional and Independent Regulatory Consultant @ David Zack Consulting
- 2012 - 2016 Chief Compliance Officer - Equities and Investment Banking @ Seaport Global Holdings LLC
- 2002 - 2012 Chief Compliance Officer and Anti-Money Laundering Director @ Crédit Agricole Cards & Payments
- 2001 - 2001 Manager of Internal Compliance Audit @ KCG Holdings, Inc.
- 1997 - 2001 Branch Chief @ U.S. Securities and Exchange Commission
David Zack Education
- FINRA Institute / Wharton School of the University of Pennsylvania
Certified Regulatory and Compliance Professional, Compliance
- Pennsylvania State University
Bachelor of Science, Accounting (Accounting)
- Philadelphia University
Master of Science, Taxation (Taxation)
David Zack Skills
- AML
- Compliance
- Regulatory Affairs
- Regulatory Reporting
- Securities Regulation
- Risk Management
- Credit Risk
- Implementation Of Policies
- Development Of Policies
- Continuing Education
David Zack Summary
David Zack, based in New York, NY, US, is currently a Chief Compliance Officer, Chief Financial Officer, and Anti-Money Laundering Director at Stifel Research Advisory LLC. David Zack brings experience from previous roles at BRYAN GARNIER SECURITIES, LLC, David Zack Consulting, R. Seelaus & Co., Inc. and Seelaus Asset Management, LLC. David Zack holds a Certified Regulatory and Compliance Professional, Compliance @ FINRA Institute / Wharton School of the University of Pennsylvania. With a robust skill set that includes AML, Compliance, Regulatory Affairs, Regulatory Reporting, Securities Regulation and more. David Zack has 2 emails and 1 mobile phone numbers on RocketReach.
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