David Zack Email & Phone Number
Securities Compliance Professional and Independent Regulatory and Compliance Consultant
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David Zack Location
- New York, NY, US
David Zack Work
- 2026 -now Securities Compliance Professional and Independent Regulatory and Compliance Consultant @ David Zack Consulting
- 2023 -2026 Chief Compliance Officer, Chief Financial Officer, and Anti-Money Laundering Director @
- 2021 -2026 Chief Compliance Officer, Chief Financial Officer and Anti-Money Laundering Director @
- 2020 -2021 Securities Compliance Professional and Independent Regulatory and Compliance Consultant @ David Zack Consulting
- 2017 -2020 Chief Compliance Officer and Anti-Money Laundering Director @
- 2017 -2020 Chief Compliance Officer and Anti-Money Laundering Director @
- 2016 -2017 Securities Compliance Professional and Independent Regulatory and Compliance Consultant @ David Zack Consulting
- 2012 -2016 Chief Compliance Officer - Equities and Investment Banking @
- 2002 -2012 Chief Compliance Officer and Anti-Money Laundering Director @
- 2001 -2001 Manager of Internal Compliance Audit @
- 1997 -2001 Branch Chief @
- 1992 -1997 Assistant Controller @
David Zack Education
- FINRA Institute / Wharton School of the University of Pennsylvania
Certified Regulatory and Compliance Professional (Compliance)
- Pennsylvania State University
Bachelor of Science (Accounting)
- Philadelphia University
Master of Science (Taxation)
David Zack Skills
- AML
- Compliance
- Regulatory Affairs
- Regulatory Reporting
- Securities Regulation
- Risk Management
- Credit Risk
- Implementation Of Policies
- Development Of Policies
- Continuing Education
- Compliance Audits
- Securities
- Capital Markets
- Internal Controls
- Client Services
- Quality Auditing
- Internal Audit
- Equities
- Banking
- Series 24
- Operational Risk
- Financial Markets
- Investment Banking
- Hedge Funds
- Electronic Trading
- Financial Services
- FINRA
- Broker-Dealer
- Policy
- USA PATRIOT Act
- SEC
- Trading
- KYC
- Series 7
- OFAC
- Series 63
- Anti Money Laundering
- New Providence
- Usa
- Regulations
- Financial Advisory
- International
- CPA
- Market
- Human Resources
- Applications
- Cell
- Finance
- Sage Act
- Responsibility
- International Organizations
- Aol
- Federal %26 State Regulations
- Testing
- Deloitte
- Asset
- Bank Secrecy Act
- Management
- Broker Dealer
- Interpreting
- Security
- Thinking
- Reporting
- Resume
- Cultural Awareness
- Rules
David Zack Summary
- David Zack, based in New York, NY, US, is currently a Securities Compliance Professional and Independent Regulatory and Compliance Consultant at David Zack Consulting. David Zack brings experience from previous roles at Bryan Garnier Advisory, LLC, Bryan, Garnier & Co, David Zack Consulting and R. Seelaus & Co., Inc.. David Zack holds a Certified Regulatory and Compliance Professional in Compliance @ FINRA Institute / Wharton School of the University of Pennsylvania. With a robust skill set that includes AML, Compliance, Regulatory Affairs, Regulatory Reporting, Securities Regulation and more. David Zack has 2 emails and 1 mobile phone numbers on RocketReach.
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