David Whitlock Email & Phone Number
Lead Futures and Forex Trade Surveillance @ Charles Schwab
5 free lookup(s).
If you need more lookups,
subscriptions start at $34 USD/month.
David Whitlock Location
- Texas, United States
David Whitlock Work
- Lead Futures and Forex Trade Surveillance @ (August 2024 - Present)
- Senior Manager Compliance - Retail Compliance Surveillance @ (August 2021 - August 2024)
- AML Surveillance @ (September 2018 - August 2021)
- Director Institutional Surveillance Oversight @ (April 2016 - June 2018)
- Director Compliance Surveillance @ (August 2011 - April 2016)
- Compliance Advisor @ (December 2006 - August 2011)
- Manager Risk Management @ (September 2000 - December 2006)
- Various Roles @ (August 1993 - September 2000)
David Whitlock Education
- Auburn University
Bachelor of Science (B.S.) (Business Administration)
1989-1993
David Whitlock Skills
- Analysis
- Data Analysis
- Financial Services
- Investments
- Leadership
- Microsoft Office
- Oracle SQL Developer
- Post Market Surveillance
- Process Improvement
- Query Writing
- Risk Management
- Securities
- Series 4
- Series 7
- Series 8
- Strategic Planning
David Whitlock Summary
- David Whitlock, based in Texas, United States, is currently a Lead Futures and Forex Trade Surveillance at Charles Schwab. David Whitlock brings experience from previous roles at Charles Schwab, TD Ameritrade and Fidelity Investments. David Whitlock holds a 1989 - 1993 Bachelor of Science (B.S.) in Business Administration @ Auburn University. With a robust skill set that includes Analysis, Data Analysis, Financial Services, Investments, Leadership and more. David Whitlock has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different David Whitlock?
Find contact details for 700 million professionals.
Others Named David Whitlock
David Whitlock
Founding Scientist
Cambridge, MA, US
David Whitlock
President
Shawnee, OK, US
David Whitlock
Finance Manager
Stamford, CT, US
David Whitlock
Store Manager
Louisville, KY, US
David Whitlock
Business Development Director
Singleton, West Sussex, United Kingdom
David Whitlock
Senior Vice President, Risk Management
Hingham, MA, US
David Whitlock
President
Pawleys Island, SC, US
David Whitlock
Partner
Atlanta, GA, US
Top Charles Schwab Employees
Kathie Chao
Managing Director, Wealth Offers, Operations, and Specialists
San Francisco, CA, US
Jonathan Craig
Managing Director, Head of Retail Investing
San Francisco, CA, US
Stacy Hammond
Chief Marketing Officer
California, United States
Crosby Mulwee
Managing Director - Head of Treasury Corporate Finance
Texas, United States
Brian Cook
Chief Operating Officer, Schwab's Banks
Southlake, TX, US
Jon Beatty
Chief Operating Officer
Texas, United States
Jeff Houdek
Founder and CEO at JJH Investing
Appleton, WI, US
Omar Aguilar
Chief Executive Officer, Schwab Asset Management
San Francisco, CA, US
Rick Wurster
President and Chief Executive Officer, The Charles Schwab Corporation
Texas, United States
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co