David Whitlock Email & Phone Number
Co Head Futures and Forex Trade Surveillance @ Charles Schwab
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David Whitlock Location
- Texas, United States
David Whitlock Work
- 2024 -now Co Head Futures and Forex Trade Surveillance @
- 2021 -2024 Senior Manager Compliance - Retail Compliance Surveillance @
- 2018 -2021 AML Surveillance @
- 2016 -2018 Director Institutional Surveillance Oversight @
- 2011 -2016 Director Compliance Surveillance @
- 2006 -2011 Compliance Advisor @
- 2000 -2006 Manager Risk Management @
- 1993 -2000 Various Roles @
David Whitlock Education
- Auburn University
Bachelor of Science (B.S.) (Business Administration)
1989-1993
David Whitlock Skills
- Risk Management
- Series 7
- Financial Services
- Securities
- Analysis
- Process Improvement
- Investments
- Leadership
- Microsoft Office
- Query Writing
- Data Analysis
- Series 8
- Series 4
- Post Market Surveillance
- Oracle SQL Developer
- Strategic Planning
David Whitlock Summary
- David Whitlock, based in Texas, United States, is currently a Co Head Futures and Forex Trade Surveillance at Charles Schwab. David Whitlock brings experience from previous roles at Charles Schwab, TD Ameritrade and Fidelity Investments. David Whitlock holds a 1989 - 1993 Bachelor of Science (B.S.) in Business Administration @ Auburn University. With a robust skill set that includes Risk Management, Series 7, Financial Services, Securities, Analysis and more. David Whitlock has 2 emails and 2 mobile phone numbers on RocketReach.
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