David Whitlock Email & Phone Number
Co Head Futures and Forex Trade Surveillance @ Charles Schwab
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David Whitlock Location
- Texas, United States
David Whitlock Work
- Co Head Futures and Forex Trade Surveillance @ (August 2024 - Present)
- Senior Manager Compliance - Retail Compliance Surveillance @ (August 2021 - August 2024)
- AML Surveillance @ (September 2018 - August 2021)
- Director Institutional Surveillance Oversight @ (April 2016 - June 2018)
- Director Compliance Surveillance @ (August 2011 - April 2016)
- Compliance Advisor @ (December 2006 - August 2011)
- Manager Risk Management @ (September 2000 - December 2006)
- Various Roles @ (August 1993 - September 2000)
David Whitlock Education
- Auburn University
Bachelor of Science (B.S.) (Business Administration)
1989-1993
David Whitlock Skills
- Risk Management
- Series 7
- Financial Services
- Securities
- Analysis
- Process Improvement
- Investments
- Leadership
- Microsoft Office
- Query Writing
- Data Analysis
- Series 8
- Series 4
- Post Market Surveillance
- Oracle SQL Developer
- Strategic Planning
David Whitlock Summary
- David Whitlock, based in Texas, United States, is currently a Co Head Futures and Forex Trade Surveillance at Charles Schwab. David Whitlock brings experience from previous roles at Charles Schwab, TD Ameritrade and Fidelity Investments. David Whitlock holds a 1989 - 1993 Bachelor of Science (B.S.) in Business Administration @ Auburn University. With a robust skill set that includes Risk Management, Series 7, Financial Services, Securities, Analysis and more. David Whitlock has 2 emails and 2 mobile phone numbers on RocketReach.
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