AVP, Compliance Management Systems @ (March 2017 - March 2022)
AVP, FIU Team Lead @ (February 2016 - March 2017)
AML Analyst @ (April 2014 - February 2016)
Financial Advisor @ (February 2013 - April 2014)
Operations Team Manager @ (January 2012 - February 2013)
Senior Operations Analyst - UK Transfer Agency Dealing Team @ (September 2009 - January 2012)
Money Market Trading Specialist @ (June 2008 - September 2009)
Mutual Fund Trading Analyst @ (October 2005 - June 2008)
Annuity Claims Analyst @ (March 2003 - October 2005)
David Vincent Education
University of Central Florida
Bachelor of Science in Business Administration (Finance)
1998-2002
David Vincent Skills
Aggregation
Alternative Investments
Asset Allocation
Banking
Business Process Improvement
Business Risk
Compliance Management
Emerging Trends
Enterprise Risk
Equities
FCRA
Finance
Financial Services
Fixed Income
Insurance
Investments
Issue Identification
Management
Mutual Funds
Possess strong analytical
Presentations
Process Improvement
Quality Control
Regulatory Requirements
Risk Assessment
Risk Management
Risk Metrics
Securities
Series 66
Series 7
Trading
Wealth Management
Asset Management
David Vincent Summary
David Vincent, based in Atlantic Beach, FL, US, is currently a Vice President, Compliance Officer at First Citizens Bank. David Vincent brings experience from previous roles at CIT and Merrill Lynch. David Vincent holds a 1998 - 2002 Bachelor of Science in Business Administration in Finance @ University of Central Florida. With a robust skill set that includes Aggregation, Alternative Investments, Asset Allocation, Banking, Business Process Improvement and more. David Vincent has 3 emails and 3 mobile phone numbers on RocketReach.
Looking for a different David Vincent?
Find contact details for 700 million professionals.