AVP, Compliance Management Systems @ (March 2017 - March 2022)
AVP, FIU Team Lead @ (February 2016 - March 2017)
AML Analyst @ (April 2014 - February 2016)
Financial Advisor @ (February 2013 - April 2014)
Operations Team Manager @ (January 2012 - February 2013)
Senior Operations Analyst - UK Transfer Agency Dealing Team @ (September 2009 - January 2012)
Money Market Trading Specialist @ (June 2008 - September 2009)
Mutual Fund Trading Analyst @ (October 2005 - June 2008)
Annuity Claims Analyst @ (March 2003 - October 2005)
David Vincent Education
University of Central Florida
Bachelor of Science in Business Administration (Finance)
1998-2002
David Vincent Skills
Alternative Investments
Wealth Management
Management
Equities
Investments
Trading
Banking
Risk Management
Asset Management
Finance
Process Improvement
Fixed Income
Series 66
Asset Allocation
Insurance
Financial Services
Series 7
Securities
Mutual Funds
Business Process Improvement
David Vincent Summary
David Vincent, based in Atlantic Beach, FL, US, is currently a Vice President, Compliance Officer at First Citizens Bank. David Vincent brings experience from previous roles at CIT and Merrill Lynch. David Vincent holds a 1998 - 2002 Bachelor of Science in Business Administration in Finance @ University of Central Florida. With a robust skill set that includes Alternative Investments, Wealth Management, Management, Equities, Investments and more. David Vincent has 3 emails and 3 mobile phone numbers on RocketReach.
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