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David Tubb Location
Dallas, TX, US
David Tubb Work
Chief Compliance Officer @ (June 2023 - Present)
Counsel, Compliance @ (June 2020 - June 2023)
Manager Legal and Compliance @ Blue River Partners, LLC (January 2020 - June 2020)
Senior Associate Legal and Compliance @ Blue River Partners, LLC (May 2018 - January 2020)
Associate Legal and Compliance @ Blue River Partners, LLC (March 2017 - May 2018)
Legal Intern @ (August 2015 - December 2015)
Legal Intern @ (May 2015 - August 2015)
Judicial Intern 68th District Court @ Honorable Judge Martin Hoffman (August 2014 - September 2014)
David Tubb Education
SMU Dedman School of Law
JD (Law)
2013-2016
The University of Georgia
Bachelor of Business Administration (BBA) (Marketing and Management)
2008-2012
David Tubb Skills
Compliance Officers
Customer Service
Document Review
Editing
Investment Advisers Act
Investment Advisor Compliance
Legal Compliance
Legal Document Preparation
Legal Research
Legal Writing
LexisNexis
Marketing Strategy
PowerPoint
Regulatory Filings
Research
Sales
Securities Exchange Act of 1934
Securities Regulation
U.S. Securities and Exchange Commission (SEC)
Westlaw
Writing
David Tubb Summary
David Tubb, based in Dallas, TX, US, is currently a Chief Compliance Officer at NGP. David Tubb brings experience from previous roles at ORIX Corporation USA and Blue River Partners, LLC. David Tubb holds a 2013 - 2016 JD in Law @ SMU Dedman School of Law. With a robust skill set that includes Compliance Officers, Customer Service, Document Review, Editing, Investment Advisers Act and more. David Tubb has 1 emails and 1 mobile phone numbers on RocketReach.
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