David Shagawat Email & Phone Number
Chief Compliance Officer @ Epoch Investment Partners, Inc.
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David Shagawat Location
- Sparta Township, NJ, US
David Shagawat Work
- Chief Compliance Officer @ (August 2026 - Present)
- Deputy Chief Compliance Officer @ (December 2015 - August 2026)
- Director, Compliance Officer @ (February 2014 - December 2015)
- Vice President, Compliance Officer @ (January 2013 - February 2014)
- Deputy Chief Compliance Officer @ AXA Equitable Funds Management Group, LLC (August 2011 - January 2013)
- Compliance Risk Manager @ (May 2007 - August 2011)
- Associate Compliance Officer @ (August 2005 - May 2007)
- Fiduciary Oversight Analyst @ Citigroup Asset Management (June 2004 - August 2005)
- Project Manager @ Alliance Capital Management (April 2002 - June 2004)
- Business Analyst @ Alliance Capital Management (January 1999 - March 2002)
- Liaison and Project Specialist @ Alliance Capital Management (January 1998 - December 1998)
- Financial Control Representative @ Alliance Capital Management (June 1997 - December 1997)
David Shagawat Education
- Montclair State University
BS (Business Administration; Double Concentration Accounting and Finance)
David Shagawat Skills
- Marketing Materials
- Fund of Funds (FOF)
- Investment Advisor Compliance
- 1940 Act
- U.S. Securities and Exchange Commission (SEC)
- Reporting Requirements
- Business Risk
- Investment Management
- Investment Compliance
- Compliance Training
- Compliance Testing
- Code of Ethics
- Risk Assessment
- Operations
- Investigation
- Financial Advisory
- Compliance Reporting
- Investment Management Industry
- Global Compliance
- Regulatory Filings
- Policies & Procedures
- Compliance Oversight
- Regulatory Interactions
- Compliance Management
- Regulations
- Compliance Monitoring
- Microsoft Office
- Regulatory Requirements
- RIAs
- Legal Compliance
- Anti-Money Laundering
- Compliance Regulations
- Regulatory Compliance
- Investment Advisers Act
- Investment Company Act
- Securities
- Mutual Funds
- Risk Management
- Investment Advisory
- Financial Services
- Operational Risk Management
- Due Diligence
- Asset Managment
- Financial Risk
- Bloomberg
- Portfolio Management
- Asset Management
- Financial Analysis
- Investments
- Equities
David Shagawat Summary
- David Shagawat, based in Sparta Township, NJ, US, is currently a Chief Compliance Officer at Epoch Investment Partners, Inc.. David Shagawat brings experience from previous roles at Epoch Investment Partners, Inc. and AXA Equitable Funds Management Group, LLC. David Shagawat holds a BS in Business Administration; Double Concentration Accounting and Finance @ Montclair State University. With a robust skill set that includes Marketing Materials, Fund of Funds (FOF), Investment Advisor Compliance, 1940 Act, U.S. Securities and Exchange Commission (SEC) and more. David Shagawat has 3 emails and 2 mobile phone numbers on RocketReach.
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