David Shagawat Email & Phone Number
Deputy Chief Compliance Officer @ Epoch Investment Partners, Inc.
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David Shagawat Location
- Sparta Township, NJ, US
David Shagawat Work
- 2015 - now Deputy Chief Compliance Officer @
- 2014 - now Director, Compliance Officer @
- 2013 - 2014 Vice President, Compliance Officer @
- 2011 - 2013 Deputy Chief Compliance Officer @ AXA Equitable Funds Management Group, LLC
- 2007 - 2011 Compliance Risk Manager @
- 2005 - 2007 Associate Compliance Officer @
- 2004 - 2005 Fiduciary Oversight Analyst @ Citigroup Asset Management
- 2002 - 2004 Project Manager @ Alliance Capital Management
- 1999 - 2002 Business Analyst @ Alliance Capital Management
- 1998 - 1998 Liaison and Project Specialist @ Alliance Capital Management
- 1997 - 1997 Financial Control Representative @ Alliance Capital Management
David Shagawat Education
- Montclair State University
BS (Business Administration; Double Concentration Accounting and Finance)
1997
David Shagawat Skills
- Marketing Materials
- Fund of Funds (FOF)
- Investment Advisor Compliance
- 1940 Act
- U.S. Securities and Exchange Commission (SEC)
- Reporting Requirements
- Business Risk
- Investment Management
- Investment Compliance
- Compliance Training
- Compliance Testing
- Code of Ethics
- Risk Assessment
- Operations
- Investigation
- Financial Advisory
- Compliance Reporting
- Investment Management Industry
- Global Compliance
- Regulatory Filings
- Policies & Procedures
- Compliance Oversight
- Regulatory Interactions
- Compliance Management
- Regulations
- Compliance Monitoring
- Microsoft Office
- Regulatory Requirements
- RIAs
- Legal Compliance
- Anti-Money Laundering
- Compliance Regulations
- Regulatory Compliance
- Investment Advisers Act
- Investment Company Act
- Securities
- Mutual Funds
- Risk Management
- Investment Advisory
- Financial Services
- Operational Risk Management
- Due Diligence
- Asset Managment
- Financial Risk
- Bloomberg
- Portfolio Management
- Asset Management
- Financial Analysis
- Investments
- Equities
David Shagawat Summary
- David Shagawat, based in Sparta Township, NJ, US, is currently a Deputy Chief Compliance Officer at Epoch Investment Partners, Inc.. David Shagawat brings experience from previous roles at Epoch Investment Partners, Inc., AXA Equitable Funds Management Group, LLC and AXA Equitable. David Shagawat holds a BS in Business Administration; Double Concentration Accounting and Finance @ Montclair State University. With a robust skill set that includes Marketing Materials, Fund of Funds (FOF), Investment Advisor Compliance, 1940 Act, U.S. Securities and Exchange Commission (SEC) and more. David Shagawat has 3 emails and 2 mobile phone numbers on RocketReach.
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David Shagawat
Deputy Chief Compliance Officer
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