2012 -now Executive Director - Director of Mutual Fund, ETF, 529 Plan, UIT and CEF Product @
2009 -2012 Vice President - CEF, ETP, and UIT Product Manager @
2007 -2009 Vice President - Control Officer @
2006 -2007 Analyst - Anti-Money Laundering Compliance @ Smith Barney
David Rosen Education
Brooklyn Law School
Juris Doctor
2003-2006
The George Washington University
Bachelor of Arts
1998-2002
David Rosen Skills
Financial Services
Etp
Strategic Planning
Equities
Public Speaking
Services
Series 7
Alternative Investments
Analysis
Risk Management
Wealth Management
Asset Management
Cef
Series 24
Policies and Procedures
LexisNexis
Distribution
Anti Money Laundering
Art
C
Audio Conferencing
Overseeing
Retail
Qualification
Sales
Closed End Funds
Networking
New York
Juris
Investments
Communication
Brooklyn
Materials
Sage Act
Reports
Compliance
Driving
Agreement
Factiva
Operating Models
Suitability
FINRA
D&b
Internet Resources
Marketing
Temporary Placement
Training
Legal
Policy
Asset
Internal Controls
Offerings
Product Management
Platforms
Criminal Justice
Uit
Contractual Agreements
Management
Revenue
Due Diligence
Bar
Trading
Television
Risk
Cefa
IPO
High Profile
ETFs
Mergers and Acquisitions
Eligibility
Integration
Evaluation
Coordinated
Inverse
Responsibility
Internal Audit
David Rosen Summary
David Rosen, based in New York, NY, US, is currently a Managing Director at Morgan Stanley. David Rosen brings experience from previous roles at Morgan Stanley and Smith Barney. David Rosen holds a 2003 - 2006 Juris Doctor @ Brooklyn Law School. With a robust skill set that includes Financial Services, Etp, Strategic Planning, Equities, Public Speaking and more. David Rosen has 2 emails and 2 mobile phone numbers on RocketReach.
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