David Root Email & Phone Number
Operations Specialist @ Linden Thomas & Company
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
David Root Location
- Charlotte, NC, US
David Root Work
- Operations Specialist @ (March 2025 - Present)
- Business Execution Consultant @ (July 2024 - March 2025)
- Senior Lead Risk Officer - Corporate Risk - Fraud @ (November 2022 - July 2024)
- Compliance Officer @ (August 2019 - November 2022)
- Compliance Manager, VP @ (February 2017 - August 2019)
- Regulatory Investigations Consultant, VP @ (February 2015 - February 2017)
- Wealth Management Registered Supervision Principal, Vice President @ (May 2013 - February 2015)
- Wealth Management Registered Supervision Principal, Assistant Vice President @ (September 2012 - May 2013)
- Online Risk Management Senior Operations Analyst @ Bank of America/Merrill Lynch (July 2010 - September 2012)
- Client Solutions Specialist and Assistant Supervisor @ Bank of America/Merrill Lynch (August 2009 - July 2010)
- Client Solutions Representative @ (December 2006 - August 2009)
- Customer Service Representative @ (October 2006 - December 2006)
David Root Education
- Wake Forest University School of Business
Master of Business Administration (MBA)
2016-2018 - The George Washington University
Bachelor of Science (Economics)
2001-2005 - The Lawrenceville School
High School Diploma
1997-2001
David Root Skills
- Microsoft Excel
- Social Media
- Microsoft Office
- PowerPoint
- Series 7
- Risk Management
- Investments
- Project Management
- Microsoft Word
- Series 66
- Series 9
- Series 10
- Financial Modeling
- Leadership
- Data Analysis
- Economics
- Research
- Banking
- Financial Analysis
- Vendors
- Spreadsheets
- Commentary
- ROOT
- Nasd
- Scenario
- Business Review
- Risk
- Strategic Planning
- Databases
- Communication
- Metrics Reporting
- Agents
- Policy Writing
- Retail
- Project
- Brokers
- Relationship Building
- Training
- RMS
- Analysis
- Business Analysis
- Metrics
- Finance
- Internal Controls
- Wealth Management
- Suitability
- Reporting
- Business Administration
- Charlotte
- System
- Commerce
- Documentation
- Queries
- Line of Business
- Metric Reporting
- Data Recovery
- Project Teams
- Assembling
- Disclosure
- Regulations
- Business Development
- Reviews
- Cover Letters
- Applications
- Drafting
- Science
- Forest
- Project Planning
- Consulting
- Scripting
- Business Alignment
- Metric
- Regulatory Compliance
- Design
- Guidelines
- Operations
- Supervision
- Management
- Responsibility
- Regulatory Agencies
- Legal
- Compliance
- Stakeholders
- Online Platforms
- Merrill Lynch
- Trading
- Loans
- Customer Service
- Switching
- Pivot Tables
- Inventorying
- Evaluation
- Macro
- Client Accounts
- Coordination
- House
- Internal Audit
- Financial Services
- FINRA
- Call Centers
- Testing
- Trending
- Client Solutions
- Mutual Funds
- System Monitoring
- Online Fraud
- Client Services
- SQL
David Root Summary
- David Root, based in Charlotte, NC, US, is currently a Operations Specialist at Linden Thomas & Company. David Root brings experience from previous roles at Wells Fargo, TIAA and Bank of America. David Root holds a 2016 - 2018 Master of Business Administration (MBA) @ Wake Forest University School of Business. With a robust skill set that includes Microsoft Excel, Social Media, Microsoft Office, PowerPoint, Series 7 and more. David Root has 2 emails and 2 mobile phone numbers on RocketReach.
Looking for a different David Root?
Find contact details for 700 million professionals.
Others Named David Root
David Root
Head of Knits, Active and Underwear
New York, NY, US
David Root
President
Tarpon Springs, FL, US
David Root
President and CEO
East Providence, RI, US
David Root
Business Development Manager - Technical Sales
Horsham, PA, US
David Root
Vice President of Product and Product Strategy
Somerville, MA, US
David Root
President and Founder
Clearwater, FL, US
David Root
President
Chicago, IL, US
David Root
CEO
Coventry, RI, US
Top Linden Thomas & Company Employees
David Root
Operations Specialist
Charlotte, NC, US
David Smith
Chief Compliance Officer and Operations Manager
Charlotte, NC, US
Nick Stockdale
Financial Advisor
Charlotte, NC, US
Bradley Davis
Senior Analyst
York, SC, US
Stephen Thomas
Senior Financial Advisor - Managing Principal
Charlotte, NC, US
Grant Giesler
Marketing Director
Concord, NC, US
Lorenzo Altieri
Compliance Analyst and Operations Specialist
Charlotte, NC, US
Gavin Finnical
Financial Advisor
Charlotte, NC, US
Frank Braden
Senior Portfolio Manager
Charlotte, NC, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co