David Rist Email
Head of Compliance @ Rapleys
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David Rist Location
- London, GB
David Rist Work
- Head of Compliance @ (September 2026 - Present)
- UK and EMEA Compliance Director @ (March 2024 - January 2026)
- Associate Director, Compliance and Information Systems Manager @ (June 2022 - March 2024)
- Associate Director, AML Compliance Team Manager @ (September 2017 - July 2022)
- Senior Compliance Associate and MLRO - Europe @ (May 2014 - June 2017)
- Compliance Associate - Europe @ (January 2013 - April 2014)
- Deputy Head of Compliance @ (September 2011 - August 2012)
- Head of Business Compliance @ (December 2009 - September 2011)
- Head of Retail Compliance @ (October 2007 - December 2009)
- Retail Compliance Manager @ (May 2006 - October 2007)
- Assistant Compliance Manager @ (August 2003 - May 2006)
David Rist Education
- Ponteland Community High School, Northumberland 1985-1985
- Ponteland Community Middle School, Northumberland 1983-1985
David Rist Skills
- AML
- Anti Money Laundering
- Asset Management
- Back Office
- Collaborative Problem Solving
- Compliance Management
- Compliance Oversight
- Data Analysis
- Derivatives
- Equities
- Financial Regulation
- Financial Risk
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Banking
- KYC
- Operational Risk
- Operational Risk Management
- Regulatory Compliance
- Securities
- Senior Stakeholder Management
- Banking
David Rist Summary
- David Rist, based in London, GB, is currently a Head of Compliance at Rapleys. David Rist brings experience from previous roles at Avison Young │UK, Savills and Vanguard. David Rist holds a 1985 - 1985 Ponteland Community High School, Northumberland. With a robust skill set that includes AML, Anti Money Laundering, Asset Management, Back Office, Collaborative Problem Solving and more. David Rist has 1 emails on RocketReach.
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