David Peterson Email & Phone Number
Chief Compliance Officer and OSJ @ WealthPlan Partners
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David Peterson Location
- Omaha, NE, US
David Peterson Work
- 2023 -now Chief Compliance Officer and OSJ @
- 2021 -2023 Director of OSJ Supervision @
- 2018 -2021 Director of Operations - Asset Movement and Trade Support @
- 2018 -2018 Interm Manager of Account Maintenance @
- 2006 -2018 Trading Manager and Brokerage Services Manager @
- 1999 -2006 Head Trader and Trading Supervisor @
- 1994 -1999 Investment Supervisor @
David Peterson Education
- University of Wisconsin - Madison
Bachelor Of Arts (International Relations)
1989-1994
David Peterson Skills
- Investment Advisory Services
- Policies & Procedures
- Financial Advisory
- Investments
- Securities
- Series 7
- Equities
- Risk Management
- Options
- Trading
- Fixed Income
- Series 63
- FINRA
- Financial Analysis
- Mutual Funds
- Banking
- Customer Relations
- Insurance
- Economics
- Trading Systems
- Research
- Strategic Planning
- Excel
- Microsoft Office
- Series 24
- series 53
- series 4
- Bonds
- Stocks
- Alternative Investments
- Electronic Trading
- Financial Markets
- Fixed Income Trading
- Operations Management
- Retirement
- Uniform Combined State Law
- Asset Allocation
- series 99
- Teamwork
- Communication
- Mindfulness
- Social Inclusion
- Talent Management
- Diversity & Inclusion
- Employee Engagement
- Employee Relations
- Multi-Cultural Team Leadership
- Cultural Sensitivity
- Cultural Awareness
David Peterson Summary
- David Peterson, based in Omaha, NE, US, is currently a Chief Compliance Officer and OSJ at WealthPlan Partners. David Peterson brings experience from previous roles at AdvisorNet Financial, Securities America Inc. and SII Investments. David Peterson holds a 1989 - 1994 Bachelor Of Arts in International Relations @ University of Wisconsin - Madison. With a robust skill set that includes Investment Advisory Services, Policies & Procedures, Financial Advisory, Investments, Securities and more. David Peterson has 2 emails and 1 mobile phone numbers on RocketReach.
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Top WealthPlan Partners Employees
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Kearney, NE, US
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Bergenfield, NJ, US
Chad Colvert
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Rich Holle
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New York, NY, US
Michael Presti
Senior Wealth Advisor
Morristown, NJ, US
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