David Peterson Email & Phone Number
Chief Compliance Officer and OSJ @ WealthPlan Partners
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David Peterson Location
- Omaha, NE, US
David Peterson Work
- Chief Compliance Officer and OSJ @ (September 2023 - Present)
- Director of OSJ Supervision @ (April 2021 - September 2023)
- Director of Operations - Asset Movement and Trade Support @ (July 2018 - March 2021)
- Interm Manager of Account Maintenance @ (October 2018 - December 2018)
- Trading Manager and Brokerage Services Manager @ (April 2006 - July 2018)
- Head Trader and Trading Supervisor @ (April 1999 - December 2006)
- Investment Supervisor @ (January 1994 - December 1999)
David Peterson Education
- University of Wisconsin - Madison
Bachelor Of Arts (International Relations)
1989-1994
David Peterson Skills
- Investment Advisory Services
- Policies & Procedures
- Financial Advisory
- Investments
- Securities
- Series 7
- Equities
- Risk Management
- Options
- Trading
- Fixed Income
- Series 63
- FINRA
- Financial Analysis
- Mutual Funds
- Banking
- Customer Relations
- Insurance
- Economics
- Trading Systems
- Research
- Strategic Planning
- Excel
- Microsoft Office
- Series 24
- series 53
- series 4
- Bonds
- Stocks
- Alternative Investments
- Electronic Trading
- Financial Markets
- Fixed Income Trading
- Operations Management
- Retirement
- Uniform Combined State Law
- Asset Allocation
- series 99
- Teamwork
- Communication
- Mindfulness
- Social Inclusion
- Talent Management
- Diversity & Inclusion
- Employee Engagement
- Employee Relations
- Multi-Cultural Team Leadership
- Cultural Sensitivity
- Cultural Awareness
David Peterson Summary
- David Peterson, based in Omaha, NE, US, is currently a Chief Compliance Officer and OSJ at WealthPlan Partners. David Peterson brings experience from previous roles at AdvisorNet Financial, Securities America Inc. and SII Investments. David Peterson holds a 1989 - 1994 Bachelor Of Arts in International Relations @ University of Wisconsin - Madison. With a robust skill set that includes Investment Advisory Services, Policies & Procedures, Financial Advisory, Investments, Securities and more. David Peterson has 2 emails and 2 mobile phone numbers on RocketReach.
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