David MacInnis Email & Phone Number
Chief Compliance Officer @ Ascensus
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David MacInnis Location
- Boston, MA, US
David MacInnis Work
- 2026 -now Chief Compliance Officer @
- 2022 -2026 Chief Compliance Officer, John Hancock Retirement @
- 2020 -2022 Managing Director, Head of Global Regulatory Compliance @
- 2018 -2020 Managing Director, Global Derivatives Compliance @
- 2017 -2018 Director, Global Derivatives Compliance @
- 2012 -2017 VP and Global Compliance Head - FX and Swap Dealer at State Street Bank @
- 2005 -2012 Vice President - Compliance Officer @
- 2000 -2005 Compliance and Operations Manager @ Schoolhouse Capital, LLC. (part of State Street Financial)
- 1998 -2000 Participant Services Representive and Equity Trader @
David MacInnis Education
- New England Law | Boston
J.D. (Law)
- University of Lynchburg
B.A. (International Relations)
David MacInnis Skills
- FINRA
- Mutual Funds
- AML
- Series 7
- Securities
- Series 24
- Equities
- Financial Services
- Fixed Income
- Capital Markets
- Derivatives
- Series 63
- Banking
- Legal Compliance
- Equity Research
- Financial Regulation
- Microsoft Office
- Customer Service
- Management
- Strategy
- Strategic Planning
David MacInnis Summary
- David MacInnis, based in Boston, MA, US, is currently a Chief Compliance Officer at Ascensus. David MacInnis brings experience from previous roles at Manulife. David MacInnis holds a J.D. in Law @ New England Law | Boston. With a robust skill set that includes FINRA, Mutual Funds, AML, Series 7, Securities and more. David MacInnis has 2 emails and 1 mobile phone numbers on RocketReach.
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