David Doyle Email & Phone Number
Chief Compliance Officer
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David Doyle Location
- Troy, MI, US
David Doyle Work
- Chief Compliance Officer @ Plante Moran Financial Advisors (September 2018 - Present)
- Chief Compliance Officer @ (October 2017 - September 2018)
- Consultant @ (September 2016 - September 2017)
- Senior Vice-President and Chief Compliance Officer @ Comerica Securities, Inc. (August 2010 - September 2016)
- Vice President, Compliance @ (October 2009 - August 2010)
- Vice President and Chief Compliance Officer @ Ameriprise Advisor Services, Inc./H&R Block Financial Advisors, Inc. (September 2006 - October 2009)
- Associate General Counsel @ H&R Block Financial Advisors, Inc. (December 1999 - September 2006)
- Corporate Counsel and AVP and Corporate Counsel and Assistant General Counsel @ H&R Block Financial Advisors, Inc./Olde Discount Corporation (September 1994 - December 1999)
David Doyle Education
- Chicago-Kent College of Law, Illinois Institute of Technology
J.D. (Law)
1989-1992 - University of Michigan
B.A. (English)
1985-1989
David Doyle Skills
- Securities
- Compliance
- Series 7
- Alternative Investments
- Investment Advisory
- Series 63
- FINRA
- Financial Services
- Investment Management
- Equities
- Mutual Funds
- Retirement Planning
- Asset Allocation
- Risk Management
- Wealth Management
- Asset Management
- Due Diligence
- Financial Planning
- Bonds
- Securities Regulation
- Series 24
- Investments
- Strategic Financial Planning
- Portfolio Management
- AML
- Finance
- Fixed Income
- Research
- Leadership
- Management
- Microsoft Excel
David Doyle Summary
- David Doyle, based in Troy, MI, US, is currently a Chief Compliance Officer at Plante Moran Financial Advisors. David Doyle brings experience from previous roles at LJPR Financial Advisors, Lumen Legal, Comerica Securities, Inc. and Ameriprise Financial Services, Inc.. David Doyle holds a 1989 - 1992 J.D. in Law @ Chicago-Kent College of Law, Illinois Institute of Technology. With a robust skill set that includes Securities, Compliance, Series 7, Alternative Investments, Investment Advisory and more. David Doyle has 1 emails and 1 mobile phone numbers on RocketReach.
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