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David Cohen Location
New York, NY, US
David Cohen Work
Managing Counsel and Director @ (May 2022 - Present)
Senior Legal Counsel and Director @ (September 2015 - May 2022)
Managing Director and Associate General Counsel @ (June 2011 - September 2015)
Managing Counsel - Ethics and Compliance @ (January 2009 - January 2011)
Executive Director and Regulatory Compliance Business Manager @ (December 2004 - September 2008)
Associate General Counsel @ (May 2001 - November 2004)
Executive Director and Chief of Staff @ New York State Democratic Committee (May 1995 - April 2001)
Litigation Associate @ Hart and Hume (January 1992 - January 1994)
David Cohen Education
Hofstra University School of Law
JD (Law)
1989-1992
Union College
BA (Political Science)
1984-1988
Paul D. Schreiber High School 1981-1984
David Cohen Skills
FINRA
Compliance Training
Compliance
Series 7
Risk Management
Fixed Income
Capital Markets
Insurance
Contract Negotiation
Strategic Planning
AML
Negotiation
Government Relations
Fundraising
Change Management
Risk
Business Strategy
Team Building
Public Speaking
Budgeting
Policy
Delivering Results
Regulatory Affairs
Securities Regulation
General Counsel
Municipal Bonds
Public Finance
Market Regulation
Market Structure
Dodd-Frank
Government Advocacy
Leadership
Financial Regulation
SEC
Securities
FCPA
Financial Services
Financial Risk
Credit Portfolio Management
Corporate Finance
Origination
Corporate Lending
Syndications
Credit Analysis
Financial Analysis
Derivatives
Team Leadership
Relationship Development
Strategy Development
Banking
Portfolio Management
Investment Banking
Global Custody
Dodd Frank
David Cohen Summary
David Cohen, based in New York, NY, US, is currently a Managing Counsel and Director at RBC Capital Markets. David Cohen brings experience from previous roles at RBC Capital Markets, SIFMA, Cablevision and UBS Investment Bank. David Cohen holds a 1989 - 1992 JD in Law @ Hofstra University School of Law. With a robust skill set that includes FINRA, Compliance Training, Compliance, Series 7, Risk Management and more. David Cohen has 2 emails and 5 mobile phone numbers on RocketReach.
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