David Carr Email & Phone Number
Director - Compliance @ Financial Engines
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David Carr Location
- Kansas City, MO, US
David Carr Work
- 2012 -now Director - Compliance @
- 2012 -now Director - Compliance @ Edelman Financial Engines
- 2012 -now VP Compliance @ The Mutual Fund Store
- 2010 -2012 Regulatory Analyst @ BATS Trading, Inc.
- 1999 -2010 Regulatory Coordinator @ FINRA
David Carr Skills
- AML
- FINRA
- Securities
- Series 24
- Fixed Income
- Series 7
- Investments
- Portfolio Management
- Mutual Funds
- Asset Management
- Financial Services
- Investment Advisory
- Equities
- Options
- Insurance
- Series 63
- Retirement Planning
- Asset Allocation
- Wealth Management
David Carr Summary
- David Carr, based in Kansas City, MO, US, is currently a Director - Compliance at Financial Engines. David Carr brings experience from previous roles at Edelman Financial Engines, The Mutual Fund Store, BATS Trading, Inc. and FINRA. With a robust skill set that includes AML, FINRA, Securities, Series 24, Fixed Income and more. David Carr has 2 emails and 1 mobile phone numbers on RocketReach.
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