David Albin Email & Phone Number
FINRA and SEC Supervisory Principal @ Stratos Wealth
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David Albin Location
- San Diego, CA, US
David Albin Work
- 2024 -now FINRA and SEC Supervisory Principal @
- 2022 -2024 Advisory Compliance Analyst @
- 2021 -2022 Compliance Liaison @
- 2017 -2021 Investment Solutions Supervisor @
- 2013 -2017 Investment Advisory Compliance Analyst @
- 2012 -2013 Sales Specialist - Trading @
- 2009 -2012 Specialist, Product Risk Oversight @
- 2007 -2008 Bartender @
David Albin Education
- UC Santa Barbara
BA (Philosophy)
2007
David Albin Skills
- Series 7
- Series 63
- Financial Analysis
- Series 66
- Equity Valuation
- Mutual Funds
- FX Spot
- Investment Advisory
- Asset Allocation
- FX trading
- Currency Futures
- Financial Services
- Asset Management
- Fixed Income
- Equities
- Uniform Combined State Law
- Securities
- Wealth Management
- Options
- Investment Strategies
- Portfolio Management
- Options Strategies
- FINRA
- Trading
David Albin Summary
- David Albin, based in San Diego, CA, US, is currently a FINRA and SEC Supervisory Principal at STRATOS. David Albin brings experience from previous roles at Independent Financial Group, LLC, Prime Trust, Cetera Financial Group and First Allied Securities, Inc.. David Albin holds a BA in Philosophy @ UC Santa Barbara. With a robust skill set that includes Series 7, Series 63, Financial Analysis, Series 66, Equity Valuation and more. David Albin has 2 emails and 1 mobile phone numbers on RocketReach.
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