Audit, Risk Management and Regulatory Compliance Consultant
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David A. Serio Location
Glen Allen, VA, US
David A. Serio Work
2008 -now Audit, Risk Management and Regulatory Compliance Consultant @ Resources Global Professionals, Strategic Risk Associates, Capital One, CXI, Res
2002 -2007 Director Audit @
2000 -2002 Financial Planner and Investment Advisor @ US Financial Advisors/BDMP Wealth Mgmt
1997 -1999 Director Internal Audit Services @
1987 -1997 AVP Pensions- and Director Internal Audit @
David A. Serio Education
Suffolk University
MBA (Finance)
1982-1983
University at Buffalo
BS (Accounting)
1970-1974
David A. Serio Skills
Auditing
Banking
CPA
Planning
Retirement Planning
Program Manager
Regulatory
Financial Risk
Client Services
Regulatory Affairs
Finance
Process Improvement
Strategy
Financial Services
Compliance
Risk Assessment
Risk Management
Marketing
Business Process
Audit
Internal Controls
Customer Service
Financial Analysis
Governance
Business Process Improvement
Due Diligence
Mergers and Acquisitions
Services
Investment Management
Internal Audit
David A. Serio Summary
David A. Serio, based in Glen Allen, VA, US, is currently a Audit, Risk Management and Regulatory Compliance Consultant at Resources Global Professionals, Strategic Risk Associates, Capital One, CXI, Res. David A. Serio brings experience from previous roles at Capital One, US Financial Advisors/BDMP Wealth Mgmt, PricewaterhouseCoopers and Sun Life Financial. David A. Serio holds a 1982 - 1983 MBA in Finance @ Suffolk University. With a robust skill set that includes Auditing, Banking, CPA, Planning, Retirement Planning and more. David A. Serio has 1 emails and 1 mobile phone numbers on RocketReach.
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