Dave Sell Email & Phone Number
Compliance Manager – Institutional Exam Group @ Stifel Financial Corp.
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Dave Sell Location
- Baltimore, MD, US
Dave Sell Work
- 2005 -now Compliance Manager – Institutional Exam Group @
- 2003 -2005 Compliance Officer @ Legg Mason
- 1997 -2003 Margin Rep @ Deustche Bank
- 1996 -1996 Police Officer @ Baltimore City Police Department
Dave Sell Education
- University of Maryland, College Park 1998-2002
Dave Sell Skills
- Securities
- Series 7
- FINRA
- Series 63
- Capital Markets
- Equities
- Mutual Funds
- Series 24
- Investments
- Hedge Funds
- Fixed Income
- Alternative Investments
- Securities Regulation
- Asset Management
- Bloomberg
- Trading
- Investment Banking
- Corporate Governance
- Options
- Series 65
- Equity Trading
- Strategic Planning
- Strategy
- Microsoft Office
- Risk Management
- Law Enforcement
- Criminal Justice
- Project Management
Dave Sell Summary
- Dave Sell, based in Baltimore, MD, US, is currently a Compliance Manager – Institutional Exam Group at Stifel Nicolaus. Dave Sell brings experience from previous roles at Legg Mason, Deustche Bank and Baltimore City Police Department. Dave Sell holds a 1998 - 2002 University of Maryland, College Park. With a robust skill set that includes Securities, Series 7, FINRA, Series 63, Capital Markets and more. Dave Sell has 1 emails and 1 mobile phone numbers on RocketReach.
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