Dave Lyons Email & Phone Number
Chief Compliance Officer @ TIAA Kaspick
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Dave Lyons Location
- San Mateo, CA, US
Dave Lyons Work
- 2015 -now Chief Compliance Officer @
- 2018 -2021 Chief Compliance Officer @ TIAA Charitable
- 2014 -2015 Compliance Officer @
- 2011 -2014 Investment Limitations - Trading Compliance @
- 2008 -2011 Senior Analyst - Equity Trade Operations @
- 2007 -2008 Operations Manager @
- 1999 -2007 Trading Compliance Officer and Trade Operations and Trading Assistant @
- 1996 -1999 Lead Analyst - Broker Dealer Special Services @
Dave Lyons Education
- San Diego State University
Bachelor's degree
Dave Lyons Skills
- Mutual Funds
- Securities
- Investments
- Trading
- Equities
- Bloomberg
- Fixed Income
- Asset Managment
- Hedge Funds
- Investment Management
- Trading Systems
Dave Lyons Summary
- Dave Lyons, based in San Mateo, CA, US, is currently a Chief Compliance Officer at TIAA Kaspick. Dave Lyons brings experience from previous roles at TIAA Charitable, Kaspick & Company and TIAA. Dave Lyons holds a Bachelor's degree @ San Diego State University. With a robust skill set that includes Mutual Funds, Securities, Investments, Trading, Equities and more. Dave Lyons has 1 emails and 1 mobile phone numbers on RocketReach.
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