Darrell Bartlett Email & Phone Number
Chief Compliance Officer @ Agora Dealer Services
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Darrell Bartlett Location
- Oakville, ON, CA
Darrell Bartlett Work
- Chief Compliance Officer @ (February 2025 - Present)
- Chief Compliance Officer @ (May 2023 - October 2024)
- Business Solutions Consultant @ Darrell Bartlett Consulting (October 2022 - May 2023)
- Chief Risk and Compliance Officer @ (April 2014 - October 2022)
- VP Risk Management and Chief Compliance Officer @ (April 2009 - March 2014)
- Director, Compliance Operations @ (September 2006 - November 2008)
- Senior Manager, Internal Audit Services @ RBC (April 2004 - June 2006)
- Investment Advisor @ (March 2003 - April 2004)
- Senior Manager, Risk Support Group @ RBC (October 2001 - March 2003)
- Director, Capital Markets @ (October 1992 - October 1997)
Darrell Bartlett Education
- University of Alberta
Bachelor of Commerce (B.Com.)
1981-1983 - Red Deer Polytechnic
B. Comm Transfer
1979-1981
Darrell Bartlett Skills
- AML
- Alternative Investments
- Asset Allocation
- Asset Management
- Asset Managment
- Auditing
- Banking
- Brokerage
- Capital Markets
- Commodity Risk Management
- Compliance
- Credit
- Due Diligence
- ETFs
- Equities
- Estate Planning
- FINRA
- Finance
- Financial Advisory
- Financial Analysis
- Financial Markets
- Financial Planners
- Financial Risk
- Financial Services
- Fixed Annuities
- Fixed Income
- Hedge Funds
- High Net Worth Individuals
- Insurance
- Investment Advisory
- Investment Strategies
- Investments
- Leadership
- Life Insurance
- Mortgage Lending
- Mutual Funds
- Options
- Pensions
- Personal Financial Planning
- Portfolio Management
- Relationship Management
- Retirement
- Retirement Planning
- Risk Management
- Securities
- Series 7
- Strategic Financial Planning
- Wealth
- Wealth Management
- Wealth Management Services
- Sales
- CPA
- PowerPoint
- Services
Darrell Bartlett Summary
- Darrell Bartlett, based in Oakville, ON, CA, is currently a Chief Compliance Officer at Agora Dealer Services // Services aux Courtiers Agora. Darrell Bartlett brings experience from previous roles at Integral Wealth Securities Limited, Darrell Bartlett Consulting, Knowledge First Financial and Investment Planning Counsel. Darrell Bartlett holds a 1981 - 1983 Bachelor of Commerce (B.Com.) @ University of Alberta. With a robust skill set that includes AML, Alternative Investments, Asset Allocation, Asset Management, Asset Managment and more. Darrell Bartlett has 2 emails and 1 mobile phone numbers on RocketReach.
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