Danny Smith Email & Phone Number
Managing Director - Head of Wholesale Operations Compliance @ Wells Fargo
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Danny Smith Location
- Washington, DC, US
Danny Smith Work
- 2024 -2025 Managing Director - Head of Wealth and Investment Management Operations Compliance @
- 2025 -now Managing Director - Head of Wholesale Operations Compliance @
- 2009 -2024 Managing Director - Financial Products Compliance @
- 2008 -2009 Vice President - Enterprise Regulatory Compliance @
- 2004 -2008 Vice President - Financial Products and Advisory Services Compliance @
- 2003 -2004 Manager - Mutual Funds Compliance Taskforce @
- 2000 -2004 Product Consultant - Packaged Products and Advisory Services @ Ferris, Baker Watts, Inc
- 1999 -2000 Financial Advisor @
Danny Smith Education
- University of Pennsylvania - The Wharton School
SII - Securities Industry Institute
2011-2013 - The George Washington University School of Business
MBA (Finance)
2001-2004 - Gettysburg College
BA (Economics, Management)
1995-1999 - Landon School 1984-1995
Danny Smith Skills
- Alternative Investments
- Series 63
- Public Speaking
- Fixed Income
- Capital Markets
- Forecasting
- Investments
- Business Analysis
- Finance
- Strategic Planning
- Strategy
- Financial Services
- Equities
- Mutual Funds
- Credit
- Internal Controls
- Management
- Loans
- Series 7
- Securities
- Hedge Funds
- Structured Products
- Business Development
- Microsoft Office
Danny Smith Summary
- Danny Smith, based in Washington, DC, US, is currently a Managing Director - Head of Wholesale Operations Compliance at Wells Fargo. Danny Smith brings experience from previous roles at Wells Fargo. Danny Smith holds a 2011 - 2013 SII - Securities Industry Institute @ University of Pennsylvania - The Wharton School. With a robust skill set that includes Alternative Investments, Series 63, Public Speaking, Fixed Income, Capital Markets and more. Danny Smith has 4 mobile phone numbers on RocketReach.
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