Danny Smith Email & Phone Number
Managing Director - Head of Wholesale Operations Compliance @ Wells Fargo
Danny Smith Location
Washington, DC, US
Danny Smith Work
- 2025 - now Managing Director - Head of Wholesale Operations Compliance @ Wells Fargo
- 2024 - 2025 Managing Director - Head of Wealth and Investment Management Operations Compliance @ Wells Fargo
- 2009 - 2024 Managing Director - Financial Products Compliance @ Wells Fargo
- 2008 - 2009 Vice President - Enterprise Regulatory Compliance @ Wells Fargo
- 2004 - 2008 Vice President - Financial Products and Advisory Services Compliance @ Wells Fargo
- 2003 - 2004 Manager - Mutual Funds Compliance Taskforce @ Ferris Baker Watts Inc
- 2000 - 2004 Product Consultant - Packaged Products and Advisory Services @ Ferris Baker Watts Inc
- 1999 - 2000 Financial Advisor @ Morgan Stanley
Danny Smith Education
- The Wharton School
SII - Securities Industry Institute
2011 - 2013 - The George Washington University School of Business
MBA (Finance)
2001 - 2004 - Gettysburg College
BA (Economics, Management)
1995 - 1999
- Landon School1984 - 1995
Danny Smith Skills
- Alternative Investments
- Series 63
- Public Speaking
- Fixed Income
- Capital Markets
- Forecasting
- Investments
- Business Analysis
- Finance
- Strategic Planning
Danny Smith Summary
Danny Smith, based in Washington, DC, US, is currently a Managing Director - Head of Wholesale Operations Compliance at Wells Fargo. Danny Smith brings experience from previous roles at Wells Fargo. Danny Smith holds a 2011 - 2013 SII - Securities Industry Institute @ The Wharton School. With a robust skill set that includes Alternative Investments, Series 63, Public Speaking, Fixed Income, Capital Markets and more. Danny Smith has 1 emails and 2 mobile phone numbers on RocketReach.
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