Daniel Tapia Email & Phone Number
Compliance officer @ E-Logic Info Tech Ltd
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Daniel Tapia Location
- United States
Daniel Tapia Work
- 2021 - 2024 Chief Administrative Officer @
- 2008 - 2021 Chief Compliance Officer @
- 2007 - 2008 Business Supervision @ Deutsche Bank Securities
- 2005 - 2007 Compliance Officer @
- now Compliance officer @
Daniel Tapia Education
- St. Peter's Prep
- Green Mountain College
B of S (Bus Mgmt/Finance)
- null
Daniel Tapia Skills
- Strategy
- Capital Markets
- Project Management
- FINRA
- Equity Trading
- Series 24
- Derivatives
- Fixed Income
- AML
- Securities
- Trading
- Series 7
- Research Supervisor
- Equities
- Management
- Business Development
- Options
- Hedge Funds
- ETFs
- Electronic Trading
- Series 63
- Financial Services
- Risk Management
- Trading Systems
- Financial Markets
Daniel Tapia Summary
- Daniel Tapia, based in United States, is currently a Compliance officer at TD Waterhouse. Daniel Tapia brings experience from previous roles at Velocity Clearing, LLC, WallachBeth Capital LLC, Deutsche Bank Securities and Wachovia Securities, LLC. Daniel Tapia holds a St. Peter's Prep. With a robust skill set that includes Strategy, Capital Markets, Project Management, FINRA, Equity Trading and more. Daniel Tapia has 1 emails and 1 mobile phone numbers on RocketReach.
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Top E-Logic Info Tech Ltd Employees
Stephen Sparkes
Chief Information Security Officer
New York, NY, US
Burwell Gunn
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Virginia, United States
Jennie Platt
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Toronto, ON, CA
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