Daniel Marks Email & Phone Number
Executive Director, Head of Branch Examinations @ Morgan Stanley
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Daniel Marks Location
- Englewood, CO, US
Daniel Marks Work
- 2020 - now Executive Director, Head of Branch Examinations @
- 2018 - 2020 Managing Director, Compliance @
- 2016 - 2018 Senior Manager, Risk Management @
- 2009 - 2016 Vice President, Compliance Examinations Supervisor @
- 2006 - 2009 Director, Senior Branch Examiner @
- 2003 - 2006 Investigations, Manager @ National Stock Exchange
- 2001 - 2003 Senior Examiner and Investigator @ National Stock Exchange
- 2001 - 2001 Market Analyst @ National Stock Exchange
- 2000 - 2001 Investment Representative @ Kemper Funds
Daniel Marks Education
- University of Wisconsin-Milwaukee - School of Business Administration
Daniel Marks Skills
- Series 7
- Series 9
- Series 10
- Series 63
- Series 31
- Auditing
- Data Analytics
- Anti Money Laundering
- Microsoft Excel
- Microsoft Access
- WebCRD
- Actimize Risk Case Manager
- ComplianceMax
- OpenPages
- Tableau
- Business Objects
- Qlikview
- Securities Act of 1933
- Securities Exchange Act of 1934
- Investment Company Act of 1940 and ERISA laws
- Financial Analysis
- Management
- Analysis
- Marketing
- Research
- Microsoft Office
Daniel Marks Summary
- Daniel Marks, based in Englewood, CO, US, is currently a Executive Director, Head of Branch Examinations at Morgan Stanley. Daniel Marks brings experience from previous roles at Charles Schwab and Morgan Stanley. Daniel Marks holds a University of Wisconsin-Milwaukee - School of Business Administration. With a robust skill set that includes Series 7, Series 9, Series 10, Series 63, Series 31 and more. Daniel Marks has 2 emails on RocketReach.
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