Daniel Marks Email & Phone Number
Executive Director, Head of Branch Examinations @ Morgan Stanley
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Daniel Marks Location
- Englewood, CO, US
Daniel Marks Work
- Executive Director, Head of Branch Examinations @ (March 2020 - Present)
- Managing Director, Compliance @ (March 2018 - March 2020)
- Senior Manager, Risk Management @ (March 2016 - March 2018)
- Vice President, Compliance Examinations Supervisor @ (September 2009 - March 2016)
- Director, Senior Branch Examiner @ (June 2006 - September 2009)
- Investigations, Manager @ National Stock Exchange (January 2003 - June 2006)
- Senior Examiner and Investigator @ National Stock Exchange (November 2001 - January 2003)
- Market Analyst @ National Stock Exchange (January 2001 - November 2001)
- Investment Representative @ Kemper Funds (January 2000 - January 2001)
Daniel Marks Education
- Lubar College of Business
Finance
Daniel Marks Skills
- Actimize Risk Case Manager
- Anti Money Laundering
- Auditing
- Business Objects
- ComplianceMax
- Data Analytics
- Investment Company Act of 1940 and ERISA laws
- Microsoft Access
- Microsoft Excel
- OpenPages
- Qlikview
- Securities Act of 1933
- Securities Exchange Act of 1934
- Series 10
- Series 31
- Series 63
- Series 7
- Series 9
- Tableau
- WebCRD
- Financial Analysis
- Management
- Analysis
- Marketing
- Research
- Microsoft Office
Daniel Marks Summary
- Daniel Marks, based in Englewood, CO, US, is currently a Executive Director, Head of Branch Examinations at Morgan Stanley. Daniel Marks brings experience from previous roles at Charles Schwab and Morgan Stanley. Daniel Marks holds a Finance @ Lubar College of Business. With a robust skill set that includes Actimize Risk Case Manager, Anti Money Laundering, Auditing, Business Objects, ComplianceMax and more. Daniel Marks has 2 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Daniel Marks?
Find contact details for 700 million professionals.
Others Named Daniel Marks
Daniel Marks
Vice President - UK and Europe Market Lead
Haywards Heath, GB
Daniel Marks
President and Qualifying Broker
Athens, GA, US
Top Morgan Stanley Employees
Amanda Kan
Chief Operating Officer, U.S. Banks
New York, NY, US
John Ryan
President of US Banks
New York, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co