Daniel Haff Email & Phone Number
Chief Compliance Officer @ Insight Investment
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Daniel Haff Location
- New York, NY, US
Daniel Haff Work
- Chief Compliance Officer @ (May 2023 - Present)
- Head of Investment Adviser Risk and Compliance (TIAA Retirement and Adjacent Businesses) @ (January 2022 - May 2023)
- Chief Compliance Officer - TIAA Advice and Planning Services @ (August 2020 - May 2023)
- Managing Director, Head of Wealth Management and Trust Risk @ (August 2019 - May 2023)
- Director (Advisory and Regulatory Risk - Capital Markets and Investment Management) @ (April 2017 - July 2019)
- Senior Vice President - Blackstone Alternative Asset Management L.P. - Legal and Product Structuring @ (July 2014 - March 2017)
- Chief Compliance Officer - Blackstone Senfina Advisors L.L.C. @ (July 2014 - March 2017)
- Deputy Compliance Director @ (October 2011 - July 2014)
- Vice President - Deutsche Asset and Wealth Management Compliance @ (May 2008 - October 2011)
- Associate Director - Private Client Services Compliance @ (August 2006 - May 2008)
- Vice President- Private Wealth Management Compliance @ (June 2003 - August 2006)
Daniel Haff Education
- University of Rochester
Bachelor’s Degree (Economics)
- University of Rochester - Simon Business School
Master of Business Administration (M.B.A.) (Finance, General)
Daniel Haff Skills
- Alternative Investments
- Asset Management
- Capital Markets
- Due Diligence
- Equities
- FINRA
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Management
- Investments
- Private Equity
- Regulatory Compliance
- Risk Management
- Securities
- Securities Regulation
- Wealth Management
- Project Work
- Uniform Combined State Law
- Pwm
- Responsibility
- Investment Advisers Act
- Xerox
- Suitability
- Spanish
- San Francisco
- Ethics
- Written
- Cost
- General Securities Principal
- Pricing
- Conflicts
- Microsoft Excel
- Information Quality
- Management
- Operations
- Best Execution
- 10b5 1 Plans
- Business Administration
- Investment Policy
- Short Term
- PC
- Investment Advisory
- Global Operations
- R
- Bear
- Project Planning
- Financial Institutions
- Loans
- Rollout
- Regulatory Requirements
- American Express
- Series 7
- Documentation
- Asset
- Business Development
- Income
- Approvals
- New York
- Licensing
- Data Migration
- Client Services
- Surveying
- Executive Management
- Trading
- Software
- Guidelines
- Automated Trading
- Automation
- Cash
- Fairness Opinions
- Problem Solving
- Underwriting
- Seattle
- Soft Dollars
- Conventional
- Communication
- Private Clients
- Strategic Planning
- Pios
- Drafting
- Lake Homes
- Human Resources
- Nasd
- Active
- Management Development
- Elimination
- Fee
- Gaps
- Sei
- Business Services
- Meetings
- Money Market
- Internal Audit
- Compliance Regulations
- Proxy Voting
- Operations Management
- Investment Decisions
- Families
- Nyse
- Producing
- ERISA
- Series 24
- Private Bank
- Brokerage
- Risk
- Commissioned Art
- Clearing
- Research
- Analysis
- Context
- Marketing
- Sales
- Business Lines
- Publishing
- Concentrations
- Film Studies
- Steering
- Google Groups
- Financial Advisory
- Classroom Training
- Funding
- Project
- Financial Analysis
- SALT
- Policy
- Payment Services
- Rules
- Policies and Procedures
- Gap Analysis
- Diligent
- Subscriptions
- Sage Act
- IPO
- Shares
- Congress
- Code of Ethics
- Client Money
- Workforce
- Compliance
- Onboarding
- Consolidating
- UPS systems
- Timelines
- Internal Controls
- Revenue
- Supervision
- SEC
- Valuation
- Reporting
- Art
- Complaints
- Workflow
- Trust
- Miami
- Jersey
- Third Party
- Mutual Funds
- Economics
- Regulatory Reporting
- Savings
- Wealth Management Services
- Financial Transactions
- System
- Accounting
- Testing
- Usa
- Comparative Literature
- Revision
- Actimize
- Surveillance
- Vendors
- Reg
- Committees
- Prime Brokerage
- Statistics
- Initiation
- Client Accounts
- Business Expansion
- Image Capture
- Interventions
- Consulting
- Shadowing
- Human Error
- Reviews
- Supervisory
- Convert
- Allocations
- Compliance Training
- Omnibus
- Market
- Legal
- Training
- Electronics
- Population
- Finance
- Customer Service
- Methodology
Daniel Haff Summary
- Daniel Haff, based in New York, NY, US, is currently a Chief Compliance Officer at Insight Investment. Daniel Haff brings experience from previous roles at TIAA and KPMG US. Daniel Haff holds a Bachelor’s Degree in Economics @ University of Rochester. With a robust skill set that includes Alternative Investments, Asset Management, Capital Markets, Due Diligence, Equities and more. Daniel Haff has 2 emails and 2 mobile phone numbers on RocketReach.
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