Daniel Giraldo Email & Phone Number
Complex Operations Manager @ Janney Montgomery Scott LLC
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Daniel Giraldo Location
- Charlotte, NC, US
Daniel Giraldo Work
- 2022 -now Complex Operations Manager @
- 2021 -2022 Senior CX Manager @
- 2020 -2021 Business Risk and Control Senior Associate @
- 2015 -2020 WFA Regional Supervisor @
- 2011 -2015 Senior Relationship Manager - Advanced Trader; Preferred Client Services @
- 2010 -2011 Trading Service Representative @
- 2008 -2010 Registered Brokerage Associate @
- 2007 -2008 Retirement Analyst; Participant Account Services Group @
Daniel Giraldo Education
- University of North Carolina at Charlotte
(Finance, General)
2008-2010 - University of Phoenix
Bachelor's Degree (Bachelor of Science in Business Finance)
Daniel Giraldo Skills
- Strategic Thinking
- Presentations
- Critical Thinking
- Business Process Improvement
- Problem Solving
- Mitigation Strategies
- Investigation
- Fraud Investigations
- Communication
- Analytical Skills
- Broker-Dealer Compliance
- Standards Compliance
- Compliance Research
- Trade Operations
- International Travel
- Confidentiality
- Trade Settlements
- Back Office Operations
- ACATS
- Regulatory Compliance
- Leadership
- Team Management
- Surveillance
- Reporting Metrics
- Compliance Monitoring
- Internal Audits
- Compliance Testing
- Compliance Management
- Business Risk
- Attention to Detail
- Investments
- Finance
- Banking
- Fixed Income
- Securities
- Trading
- Options
- Retirement
- Equities
- Mutual Funds
- Financial Services
- Series 7
- Wealth Management
- Management
- Insurance
- Retirement Planning
- Small Arms Instruction
- Series 63
- Drug Development
- Weapons of Mass Destruction
- Firearms Instruction
- Weapons Handling
- Virtual Collaboration
- Teamwork
- Slack
- Google Calendar
- Scheduling
- Google Docs
Daniel Giraldo Summary
- Daniel Giraldo, based in Charlotte, NC, US, is currently a Complex Operations Manager at Janney Montgomery Scott LLC. Daniel Giraldo brings experience from previous roles at Robinhood, Wells Fargo and Wells Fargo Advisors, LLC. Daniel Giraldo holds a 2008 - 2010 University of North Carolina at Charlotte. With a robust skill set that includes Strategic Thinking, Presentations, Critical Thinking, Business Process Improvement, Problem Solving and more. Daniel Giraldo has 1 emails and 1 mobile phone numbers on RocketReach.
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