Daniel Gillette Email & Phone Number
Director, business controls, governance and operational excellance @ Merrill Lynch
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Daniel Gillette Location
- Charlotte, NC, US
Daniel Gillette Work
- 2019 -now Director, business controls, governance and operational excellance @
- 2014 -2019 Director, SR Compliance Manager @
- 2012 -2014 Associate Vice President; GWIM Compliance Officer @
Daniel Gillette Education
- University of South Carolina - Darla Moore School of Business
Bachelor of Science (BS) (Finance, General)
2003-2007 - University of South Carolina - Darla Moore School of Business
Bachelor of Science (B.S.) (Marketing)
2003-2007
Daniel Gillette Skills
- Knowledge Acquisition
- Investment Advisers Act
- Defining Requirements
- Investment Advisory Services
- Industry Training
- Securities Exchange Act of 1934
- Leadership
- Interpersonal Skills
- Project Management
- Interpersonal Communication
- Handle Multiple Projects
- FINRA
- Executive Management
- Easily Adaptable
- Critical Thinking
- Business Process Improvement
- Compliance Oversight
- Broker-Dealer Operations
- Broker-Dealer Compliance
- SharePoint
- Operations
- Report Writing
- Compliance Investigations
- Tactical Plans
- Problem Solving
- Oral Communication
- Microsoft Office
- IT Escalation
- Communication
- Risk Appetite
- Risk Assessment
- Risk Reporting
- Public Speaking
- Financial Risk Management
- Enterprise Risk Management
- Enterprise Risk
- Microsoft PowerPoint
- Microsoft Outlook
- Microsoft Excel
- Analysis
- Finance
- Financial Analysis
- Corporate Governance
- Business Control
- Regulatory Compliance
- Compliance Management
- Operational Risk
- Operational Risk Management
- Mutual Funds
- Strategy
- Strategic Planning
- Customer Service
- Training
- Research
Daniel Gillette Summary
- Daniel Gillette, based in Charlotte, NC, US, is currently a Director, business controls, governance and operational excellance at Merrill Lynch. Daniel Gillette brings experience from previous roles at Merrill Lynch. Daniel Gillette holds a 2003 - 2007 Bachelor of Science (BS) in Finance, General @ University of South Carolina - Darla Moore School of Business. With a robust skill set that includes Knowledge Acquisition, Investment Advisers Act, Defining Requirements, Investment Advisory Services, Industry Training and more. Daniel Gillette has 1 emails and 1 mobile phone numbers on RocketReach.
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