Vice President, Manager of Opertional Risk @ (August 2010 - March 2017)
Compliance Manager @ (January 2008 - January 2010)
Senior Vice President - Director of Compliance @ (January 2003 - January 2008)
Vice President, Director of Internal Audit @ (January 2000 - January 2003)
Financial Controller @ (June 1994 - January 2000)
Daniel Carroll Education
Queens College
Bachelor of Arts (Accounting)
1986-1988
Nassau Community College
Associates (Liberal Arts)
1983-1985
Daniel Carroll Skills
Accounting
Risk Management
Internal Controls
Internal Audit
Mutual Funds
Management
Equities
Fixed Income
Derivatives
Disaster Recovery
Sarbanes-Oxley
Bonds
Account Reconciliation
Asset Management
Financial Risk
Trading
Sarbanes-Oxley Act
Hedge Funds
Sarbanes Oxley Act
Sarbanes Oxley
Project Management
Microsoft Excel
Photoshop
Daniel Carroll Summary
Daniel Carroll, based in Chicago, IL, US, is currently a Client Servicing Advisor at STRIDE Financial. Daniel Carroll brings experience from previous roles at Edward Jones, Integrated Compliance Solutions Group, LLC, Institutional Capital LLC and Magnetar Capital. Daniel Carroll holds a 1986 - 1988 Bachelor of Arts in Accounting @ Queens College. With a robust skill set that includes Accounting, Risk Management, Internal Controls, Internal Audit, Mutual Funds and more. Daniel Carroll has 2 emails and 2 mobile phone numbers on RocketReach.
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