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Daniel Caffarelli Location
New York, NY, US
Daniel Caffarelli Work
Chief Compliance Officer and Counsel @ (October 2023 - Present)
Associate General Counsel and Chief Compliance Officer @ (November 2021 - October 2023)
General Counsel and Chief Compliance Officer @ (May 2019 - November 2021)
Chief Compliance Officer and Legal Counsel @ (June 2014 - May 2019)
Senior Legal Counsel, Guggenheim Fund Solutions @ (January 2012 - May 2014)
Deputy General Counsel, Guggenheim Advisors @ (January 2003 - January 2012)
Associate @ (January 2001 - January 2003)
Associate @ (January 1999 - January 2001)
Daniel Caffarelli Education
Boston University School of Law
Juris Doctor (J.D.)
1996-1999
Cornell University
Bachelor of Arts (B.A.) with distinction in all subjects (Government)
1992-1996
Daniel Caffarelli Skills
Fund Structuring
Compliance
Investment Advisers Act
Hedge Funds
Investment Management
Alternative Investments
Financial Services
Asset Managment
Alternative Investment Strategies
Prime Brokerage
Dodd-Frank
Trading
Commodity Pools
Swaps
Derivatives
Securities
Structured Finance
Private Equity
Fund Of Funds
Equities
Daniel Caffarelli Summary
Daniel Caffarelli, based in New York, NY, US, is currently a Chief Compliance Officer and Counsel at LSV Advisors, LLC. Daniel Caffarelli brings experience from previous roles at Ellington Management Group, Metacapital Management and Guggenheim Partners. Daniel Caffarelli holds a 1996 - 1999 Juris Doctor (J.D.) @ Boston University School of Law. With a robust skill set that includes Fund Structuring, Compliance, Investment Advisers Act, Hedge Funds, Investment Management and more. Daniel Caffarelli has 3 emails and 1 mobile phone numbers on RocketReach.
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