Daniel Brough Email & Phone Number
Senior BCC @ CIRO / OCRI
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Daniel Brough Location
- Toronto, ON, CA
Daniel Brough Work
- Senior BCC @ (May 2025 - Present)
- Senior Manager, Regulatory Change @ (September 2022 - February 2025)
- Director, Regulatory Development, Policy and Investigations @ (January 2022 - July 2022)
- Senior Supervisor and Designated Complaints Officer @ (July 2021 - January 2022)
- Business Integrity Senior Manager - Tier 2 Retail Supervision and Designated Complaints Officer @ (January 2020 - June 2021)
- Business Integrity Manager - Retail Supervision @ (July 2018 - June 2021)
- Regional Compliance Officer - Central Canada @ (April 2014 - May 2018)
- Senior Manager, Business Conduct Compliance @ Questrade Inc. (August 2013 - April 2014)
- Compliance Consultant @ Independent (January 2010 - July 2013)
- Dundee Wealth Management @ 2008 - 2009 (April 2008 - October 2009)
- Director, National Compliance @ Canadian Scholarship Trust Consultants (March 2006 - April 2008)
- Director, Senior Compliance Officer and Team Leader @ CIBC WORLD MARKETS INC (January 1998 - January 2005)
- Director, Senior Compliance Officer and Team Leader - Retail Surveillance @ CIBC WORLD MARKETS INC. (January 1998 - January 2004)
- Senior Compliance Officer @ C.M. OLIVER and COMPANY (January 1997 - January 1998)
Daniel Brough Education
- Humber College
Businees (Accounting/Marketing)
1981-1984
Daniel Brough Summary
- Daniel Brough, based in Toronto, ON, CA, is currently a Senior BCC at CIRO / OCRI. Daniel Brough brings experience from previous roles at Richardson Wealth, Aviso Wealth, Designed Wealth Management and Aligned Capital Partners Inc.. Daniel Brough holds a 1981 - 1984 Businees in Accounting/Marketing @ Humber College. Daniel Brough has 2 emails and 1 mobile phone numbers on RocketReach.
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