Daniel Brough Location
Toronto, ON, CA
Daniel Brough Work
- 2025 - now Senior BCC @ CIRO / OCRI
- 2022 - 2025 Senior Manager, Regulatory Change @ Richardson Wealth
- 2022 - 2022 Director, Regulatory Development, Policy and Investigations @ Aviso Wealth
- 2021 - 2022 Senior Supervisor and Designated Complaints Officer @ Designed Wealth Management
- 2020 - 2021 Business Integrity Senior Manager - Tier 2 Retail Supervision and Designated Complaints Officer @ Aligned Capital Partners Inc.
- 2018 - 2021 Business Integrity Manager - Retail Supervision @ Aligned Capital Partners Inc.
- 2014 - 2018 Regional Compliance Officer - Central Canada @ BMO Nesbitt Burns
- 2013 - 2014 Senior Manager, Business Conduct Compliance @ Questrade Inc.
- 2010 - 2013 Compliance Consultant @ Independent
- 2008 - 2009 Dundee Wealth Management @ 2008 - 2009
Daniel Brough Education
- Humber College
Businees (Accounting/Marketing)
1981 - 1984
Daniel Brough Summary
Daniel Brough, based in Toronto, ON, CA, is currently a Senior BCC at CIRO / OCRI. Daniel Brough brings experience from previous roles at Richardson Wealth, Aviso Wealth, Designed Wealth Management and Aligned Capital Partners Inc.. Daniel Brough holds a 1981 - 1984 Businees in Accounting/Marketing @ Humber College. Daniel Brough has 1 emails and 1 mobile phone numbers on RocketReach.
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