If you need more lookups,
subscriptions start at $34 USD/month.
Daniel Brough Location
Toronto, ON, CA
Daniel Brough Work
2025 -now Senior BCC @
2022 -2025 Senior Manager, Regulatory Change @
2022 -2022 Director, Regulatory Development, Policy and Investigations @
2021 -2022 Senior Supervisor and Designated Complaints Officer @
2020 -2021 Business Integrity Senior Manager - Tier 2 Retail Supervision and Designated Complaints Officer @
2018 -2021 Business Integrity Manager - Retail Supervision @
2014 -2018 Regional Compliance Officer - Central Canada @
2013 -2014 Senior Manager, Business Conduct Compliance @ Questrade Inc.
2010 -2013 Compliance Consultant @ Independent
2008 -2009 Dundee Wealth Management @ 2008 - 2009
2006 -2008 Director, National Compliance @ Canadian Scholarship Trust Consultants
1998 -2005 Director, Senior Compliance Officer and Team Leader @ CIBC WORLD MARKETS INC
1998 -2004 Director, Senior Compliance Officer and Team Leader - Retail Surveillance @ CIBC WORLD MARKETS INC.
1997 -1998 Senior Compliance Officer @ C.M. OLIVER and COMPANY
Daniel Brough Education
Humber College
Businees (Accounting/Marketing)
1981-1984
Daniel Brough Summary
Daniel Brough, based in Toronto, ON, CA, is currently a Senior BCC at CIRO / OCRI. Daniel Brough brings experience from previous roles at Richardson Wealth, Aviso Wealth, Designed Wealth Management and Aligned Capital Partners Inc.. Daniel Brough holds a 1981 - 1984 Businees in Accounting/Marketing @ Humber College. Daniel Brough has 2 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Daniel Brough?
Find contact details for 700 million professionals.