Dan Phillips Email & Phone Number
Head of Market Regulation @ BPX Digital Securities Exchange
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Dan Phillips Location
- London, GB
Dan Phillips Work
- Head of Market Regulation @ (October 2024 - Present)
- Consultant @ (January 2024 - September 2024)
- Head of Market Regulation @ IPSX (April 2020 - December 2023)
- Chief Compliance Officer @ Bloomberg LLP (May 2017 - February 2020)
- Head of Compliance, Risk and Finance @ (November 2013 - April 2017)
- Compliance Manager @ Liquidnet Europe Ltd (September 2013 - November 2013)
- Revenue Assurance Manager @ (August 2011 - August 2013)
- Compliance Manager @ (September 2007 - August 2011)
- Head of Internal Audit International @ Instinet Europe Ltd (May 2006 - September 2007)
- Assistant Audit Manager @ (August 2003 - May 2006)
- Assistant Audit Manager @ (January 2000 - August 2003)
- Assistant Manager @ (August 1996 - January 2000)
Dan Phillips Education
- University of Strathclyde
BA Hons (Accounting and Marketing)
1992-1996
Dan Phillips Skills
- AML
- Analytical Skills
- Communication
- Compliance
- Compliance Monitoring
- Compliance Oversight
- Compliance Reporting
- Confidentiality
- Defining Requirements
- Due Diligence
- E.U. Markets in Financial Instruments Directive (MiFID)
- Financial Regulation
- Incident Reporting
- Internal Controls
- KYC Verification
- Lateral Thinking
- MLRO
- Management
- Market Abuse Regulations
- Market Conduct
- New Concepts
- Policies & Procedures
- Policies & Procedures Development
- Project Delivery
- Reasoning Skills
- Regulatory Requirements
- Regulatory Risk
- Risk Assessment
- Securities
- Teamwork
- Risk Management
- Internal Audit
- Financial Services
- Project Planning
- Investment Banking
- Trading
- Banking
Dan Phillips Summary
- Dan Phillips, based in London, GB, is currently a Head of Market Regulation at BPX Digital Securities Exchange. Dan Phillips brings experience from previous roles at BPX Digital Securities Exchange, IPSX, Bloomberg LLP and London Derivatives Exchange. Dan Phillips holds a 1992 - 1996 BA Hons in Accounting and Marketing @ University of Strathclyde. With a robust skill set that includes AML, Analytical Skills, Communication, Compliance, Compliance Monitoring and more. Dan Phillips has 2 emails and 1 mobile phone numbers on RocketReach.
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Top BPX Digital Securities Exchange Employees
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COO BPX
United Kingdom
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