Dan Phillips Email & Phone Number
Head of Market Regulation @ BPX Digital Securities Exchange
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Dan Phillips Location
- London, GB
Dan Phillips Work
- 2024 -now Head of Market Regulation @
- 2024 -2024 Consultant @
- 2020 -2023 Head of Market Regulation @
- 2017 -2020 Chief Compliance Officer @ Bloomberg LLP
- 2013 -2017 Head of Compliance, Risk and Finance @
- 2013 -2013 Compliance Manager @ Liquidnet Europe Ltd
- 2011 -2013 Revenue Assurance Manager @
- 2007 -2011 Compliance Manager @
- 1996 -2000 Assistant Manager @
- 2006 -2007 Head of Internal Audit International @ Instinet Europe Ltd
- 2003 -2006 Assistant Audit Manager @
- 2000 -2003 Assistant Audit Manager @
Dan Phillips Education
- University of Strathclyde
BA Hons (Accounting and Marketing)
1992-1996
Dan Phillips Skills
- Compliance
- Risk Management
- AML
- Internal Audit
- Internal Controls
- Financial Services
- Project Planning
- Investment Banking
- Trading
- Securities
- Banking
- Due Diligence
Dan Phillips Summary
- Dan Phillips, based in London, GB, is currently a Head of Market Regulation at BPX Digital Securities Exchange. Dan Phillips brings experience from previous roles at BPX Digital Securities Exchange, IPSX, Bloomberg LLP and London Derivatives Exchange. Dan Phillips holds a 1992 - 1996 BA Hons in Accounting and Marketing @ University of Strathclyde. With a robust skill set that includes Compliance, Risk Management, AML, Internal Audit, Internal Controls and more. Dan Phillips has 2 emails and 1 mobile phone numbers on RocketReach.
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