Vice President, Regulatory Control Manager @ (March 2017 - January 2022)
Assistant Vice President, Regulatory Control Manager @ (March 2014 - March 2017)
Control Services Supervisor @ (December 2012 - February 2014)
Credit Analyst @ (December 2005 - November 2012)
Margin Analyst @ (January 2004 - November 2005)
Account Transfer Specialist @ (May 2001 - December 2003)
Dan Oprea Education
University of Minnesota
Bachelor's degree (Mathematics)
Dan Oprea Skills
Automation of Operations Processes using Excel VBA
FINRA 4210 Margin Requirements
FINRA 4560 Short Interest Reporting
Federal Reserve Board Regulation T
Hyperion Queries
MSFTA – collateral computations for non MBSCC eligible ABS and MBS transactions
MSRB G15 & SEA 10b-10 Customer Confirmations
Microsoft Excel & VBA
SEA 15c3-3 Customer Protection - Reserves and Custody of Securities
SEA 17a5
Dan Oprea Summary
Dan Oprea, based in Palm Harbor, FL, US, is currently a Senior Regulatory Reporting Analyst at Raymond James. Dan Oprea brings experience from previous roles at Piper Jaffray. Dan Oprea holds a Bachelor's degree in Mathematics @ University of Minnesota. With a robust skill set that includes Automation of Operations Processes using Excel VBA, FINRA 4210 Margin Requirements, FINRA 4560 Short Interest Reporting, Federal Reserve Board Regulation T, Hyperion Queries and more. Dan Oprea has 1 emails on RocketReach.
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