Dan Gardella Email & Phone Number
Director, Senior AML Officer @ UBS Group AG
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Dan Gardella Location
- Charlotte, NC, US
Dan Gardella Work
- 2020 -now Director, Senior AML Officer @
- 2020 -2020 Affiliate Expert and Consultant @
- 2016 -2020 Vice President – Financial Crimes Compliance (FCC) – Head of AML Advisory Group @
- 2009 -2016 Senior Director – Head of Merrill Lynch Wealth Management AML Risk Management @
- 2005 -2009 Senior Director – EMEA AML Director – Global Wealth Management @
- 1999 -2005 Director – Law and Compliance – Regional Counsel, EMEA Global Wealth Management @
- 1995 -1999 Vice President –Compliance Director, EMEA Global Wealth Management @
Dan Gardella Education
- Fordham University School of Law
- Fordham University
Dan Gardella Skills
- Critical Thinking
- Counter-Terrorist Financing
- Legal Compliance
- Business Initiatives
- Wealth Management
- Securities Market
- Financial Services
- Private Banking
- Securities
- FINRA
- Risk Management
- Wealth Management Services
- Securities Regulation
- AML
- KYC
- Hedge Funds
- Equities
- USA PATRIOT Act
- Financial Institutions
- Financial Risk
- Operational Risk Management
- Financial Regulation
- Series 24
- Series 7
- Capital Markets
- Structured Products
- Fixed Income
- Derivatives
- Operational Risk
- Alternative Investments
- Series 63
- Prime Brokerage
- Investment Banking
- Investment Advisory
- Structured Finance
- Private Equity
- Mutual Funds
- Asset Management
- Corporate Governance
- Due Diligence
- Financial Markets
- Financial Structuring
- Credit Derivatives
- Investments
- Options
- Bloomberg
- Portfolio Management
- Electronic Trading
- Emerging Markets
- Equity Trading
- Corporate Finance
- FX Options
- Asset Allocation
- Banking
Dan Gardella Summary
- Dan Gardella, based in Charlotte, NC, US, is currently a Director, Senior AML Officer at Ubs Financial Services. Dan Gardella brings experience from previous roles at Bates Group, LPL Financial, Bank of America Merrill Lynch and Merrill Lynch. Dan Gardella holds a Fordham University School of Law. With a robust skill set that includes Critical Thinking, Counter-Terrorist Financing, Legal Compliance, Business Initiatives, Wealth Management and more. Dan Gardella has 2 emails and 3 mobile phone numbers on RocketReach.
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