Dan Fink Email & Phone Number
Executive Director, Investment Compliance @ Nomura Asset Management International
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Dan Fink Location
- New York, NY, US
Dan Fink Work
- Executive Director, Investment Compliance @ (December 2025 - Present)
Dan Fink Education
- Cardozo School of Law
JD
2001-2004 - University of Maryland
BS
1997-2001 - University of Maryland - Robert H. Smith School of Business
BS
1997-2001 - The Hebrew University of Jerusalem
Dan Fink Skills
- FINRA
- Equities
- Series 7
- Alternative Investments
- Hedge Funds
- Fixed Income
- Securities
- Capital Markets
- Asset Management
- Financial Services
- Series 63
- Mutual Funds
- Anti Money Laundering
- Derivatives
- Investments
- Portfolio Management
- Private Equity
- Securities Regulation
- Trading
- Legal Compliance
- Regulatory Compliance
- Risk Assessment
- Series 9/10
- Series 24
- Compliance Management
- Trade Compliance
- Proxy Voting
- Management
- Financial Risk
- Wealth Management
- Risk Management
Dan Fink Summary
- Dan Fink, based in New York, NY, US, is currently a Executive Director, Investment Compliance at Nomura Asset Management International. Dan Fink holds a 2001 - 2004 JD @ Cardozo School of Law. With a robust skill set that includes FINRA, Equities, Series 7, Alternative Investments, Hedge Funds and more. Dan Fink has 2 emails and 3 mobile phone numbers on RocketReach.
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