Senior Associate, Compliance Officer @ (June 2023 - December 2025)
Compliance Associate @ (September 2020 - May 2023)
Compliance Officer @ (February 2018 - September 2020)
Compliance Assistant @ (October 2015 - January 2018)
Paralegal @ (June 2014 - July 2015)
Student Athlete Tutor @ (September 2011 - May 2014)
University Ambassador @ (April 2011 - May 2014)
Business Manager @ (January 2012 - March 2014)
TRIO Talent Search Program Tutor @ (November 2010 - May 2011)
Clinical Legal Education Assistant @ Lincoln Sq Legal Services (May 2012 - October 2013)
Senior Health Educator @ (September 2010 - May 2012)
Dan Carter Education
Fordham University
Bachelor of Arts (B.A.) (Double Major: American Studies & History; Double Minor: Political Science & Philosophy)
2010-2014
Chaminade High School
High School
2006-2010
Dan Carter Skills
Anti Money Laundering
Background Checks
Bloomberg Terminal
Bloomberg Vault
Broker-Dealer Compliance
Code of Ethics
Contract Negotiation
Deal Compliance
Employee Training
Excuse Rights
International Background Checks
Investment Advisor Compliance
Investment Compliance
Investment Guidelines
Legal Research
Management
Management of Direct Reports
Microsoft Excel
Microsoft Office
Microsoft PowerPoint
Organizational Leadership
PTA Protegent
PTCC ComplySci
Policy Development
Privacy Compliance
Private Equity Compliance
Problem Solving
Project Management
Regulatory Compliance
Regulatory Filings
Social Media
StarCompliance
Third-Party Vendor Management
Trade Compliance
US Treasury Outbound Investment Rule
Dan Carter Summary
Dan Carter, based in Norwalk, CT, US, is currently a Vice President, Compliance Officer at Lexington Partners. Dan Carter brings experience from previous roles at Lexington Partners, Millennium and GAM Investments. Dan Carter holds a 2010 - 2014 Bachelor of Arts (B.A.) in Double Major: American Studies & History; Double Minor: Political Science & Philosophy @ Fordham University. With a robust skill set that includes Anti Money Laundering, Background Checks, Bloomberg Terminal, Bloomberg Vault, Broker-Dealer Compliance and more. Dan Carter has 5 emails and 4 mobile phone numbers on RocketReach.
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