Crcp Dori Hammond's Location
Atlanta, GA, US
Crcp Dori Hammond's Work
- Chief Compliance Officer @ FSC Securities
- VP of Network Compliance @ Advisor Group
- VP of Broker Dealer Surveillance @ Advisor Group
- Deputy Chief Compliance Officer @ FSC Securities
- Director- Broker Dealer Surveillance @ Advisor Group
- Director-Investment Advisory Compliance @ Advisor Group
- RIA Surveillance Manager @ FSC Securities
- Branch Office Examiner @ Advisor Group
- General Securities Specialist @ FSC Securities
- Cash and Margin Specialist @ Wells Fargo
Crcp Dori Hammond's Education
- University of Richmond - Robins School of Business
BSBA (Business Adminstration--Marketing)
1995 - 1999 - Strayer University
MBA (Management)
2001 - 2004 - Georgetown University McDonough School of Business
FINRA Certified Regulatory Compliance Program( CRCP) (Banking, Corporate, Finance, and Securities Law)
2019 - 2019
Crcp Dori Hammond's Skills
- Securities
- Series 7
- Financial Advisory
- Mutual Funds
- Series 63
- Investments
- Financial Services
- Retirement Planning
- Investment Advisory
- FINRA
Crcp Dori Hammond's Summary
CRCP Dori Hammond, based in Atlanta, GA, US, is currently a Chief Compliance Officer at FSC Securities, bringing experience from previous roles at Advisor Group, FSC Securities and AIG Advisor Group. CRCP Dori Hammond holds a 1995 - 1999 BSBA in Business Adminstration--Marketing @ University of Richmond - Robins School of Business. With a robust skill set that includes Securities, Series 7, Financial Advisory, Mutual Funds, Series 63 and more, CRCP Dori Hammond contributes valuable insights to the industry. CRCP Dori Hammond has 4 emails and 1 mobile phone number on RocketReach.
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