Manager PWM Compliance Branch Oversight Team @ (May 2016 - February 2020)
Compliance Training and Process Management Officer @ (October 2014 - May 2016)
Anti-Money Laundering Officer @ (January 2013 - October 2014)
Director Education and Development @ (January 2011 - November 2012)
Associate Financial Advisor, The Schwertfeger Group @ (October 2009 - January 2011)
Director of New Business, The Holter Group @ (October 2008 - October 2009)
Director of Client Relations, The Holter Group @ (January 2008 - October 2008)
Director of Network Office Supervision, The Schwertfeger Financial Group @ (July 1999 - January 2008)
Technology Coordinator, The Schwertfeger @ (July 2000 - November 2003)
Sales and Service; Representative Trainer, The Schwertfeger Financial Group @ (June 1997 - July 2000)
Marketing and Administrative Assistant, The Schwertfeger Financial Group @ (August 1991 - December 1996)
Cory Johnson Education
The American College
CLU (Insurance and Planning)
2006-2010
Marquette University
M.A (Communications)
1995-1997
Marquette University
B.A (Journalism)
1993-1994
Whitefish Bay Highschool
Diploma (General Studies)
1977-1981
Cory Johnson Skills
Sales Skills Training
Group Presentations
Presentation Coaching
Securities
Supervisory Skills
Compliance
Insurance
Public Speaking
Series 7
Investments
Fundraising
Mentoring
Coaching
Event Planning
PowerPoint
Long Term Care
Disability Insurance
Retirement
Smartboard
Long-term Care
Financial Services
Training
Marketing Strategy
CRM
Fixed Annuities
Strategy
Recruiting
Series 63
Sales
Finance
401k
Life Insurance
Financial Advisory
Mutual Funds
Management
IRAs
Series 6
Marketing
Investment Advisory
Series 24
Uniform Combined State Law
Estate Planning
General Securities Sales Supervisor
FINRA
General Securities Principal
Process Management
Services
Cory Johnson Summary
Cory Johnson, based in Milwaukee, WI, US, is currently a Investment Services Business Risk Manager at U.S. Bank. Cory Johnson brings experience from previous roles at U.S. Bank and Baird. Cory Johnson holds a 2006 - 2010 CLU in Insurance and Planning @ The American College. With a robust skill set that includes Sales Skills Training, Group Presentations, Presentation Coaching, Securities, Supervisory Skills and more. Cory Johnson has 3 emails and 3 mobile phone numbers on RocketReach.
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