Manager PWM Compliance Branch Oversight Team @ (May 2016 - February 2020)
Compliance Training and Process Management Officer @ (October 2014 - May 2016)
Anti-Money Laundering Officer @ (January 2013 - October 2014)
Director Education and Development @ (January 2011 - November 2012)
Associate Financial Advisor, The Schwertfeger Group @ (October 2009 - January 2011)
Director of New Business, The Holter Group @ (October 2008 - October 2009)
Director of Client Relations, The Holter Group @ (January 2008 - October 2008)
Director of Network Office Supervision, The Schwertfeger Financial Group @ (July 1999 - January 2008)
Technology Coordinator, The Schwertfeger @ (July 2000 - November 2003)
Sales and Service; Representative Trainer, The Schwertfeger Financial Group @ (June 1997 - July 2000)
Marketing and Administrative Assistant, The Schwertfeger Financial Group @ (August 1991 - December 1996)
Cory Johnson Education
The American College of Financial Services
CLU (Insurance and Planning)
2006-2010
Marquette University
M.A (Communications)
1995-1997
Marquette University
B.A (Journalism)
1993-1994
Whitefish Bay Highschool
Diploma (General Studies)
1977-1981
Cory Johnson Skills
401k
CRM
Coaching
Compliance
Disability Insurance
Estate Planning
Event Planning
Finance
Financial Advisory
Financial Services
Finra
Fixed Annuities
Fundraising
General Securities Principal
General Securities Sales Supervisor
Group Presentations
IRAs
Insurance
Investment Advisory
Investments
Life Insurance
Long Term Care
Long-term Care
Management
Marketing
Marketing Strategy
Mentoring
Mutual Funds
PowerPoint
Presentation Coaching
Public Speaking
Recruiting
Retirement
Sales
Sales Skills Training
Securities
Series 24
Series 6
Series 63
Series 7
Smartboard
Strategy
Supervisory Skills
Training
Uniform Combined State Law
Process Management
Services
Cory Johnson Summary
Cory Johnson, based in Milwaukee, WI, US, is currently a Investment Services Business Risk Manager at U.S. Bank. Cory Johnson brings experience from previous roles at U.S. Bank and Baird. Cory Johnson holds a 2006 - 2010 CLU in Insurance and Planning @ The American College of Financial Services. With a robust skill set that includes 401k, CRM, Coaching, Compliance, Disability Insurance and more. Cory Johnson has 3 emails and 3 mobile phone numbers on RocketReach.
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