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Connie Wick Location
Milwaukee, WI, US
Connie Wick Work
2021 -now Member Board Of Directors @
2015 -now General Counsel and Chief Compliance Officer @
2010 -2015 General Counsel and Chief Compliance Officer @ Castle Creek Arbitrage LLC
2006 -2009 Senior Corporate Counsel @ Stark Investments
2005 -2006 Managing Consultant @
2003 -2005 Chief Compliance Officer @
1998 -2002 Senior Corporate Counsel @ Strong Capital Management
Connie Wick Education
Marquette University Law School 1995-1998
University of Wisconsin-Milwaukee 1992-1995
Connie Wick Skills
AML
Corporate Governance
FINRA
SEC
Investment Advisory Services
FCPA
ERISA
Hedge Funds
Regulations
Securities
Due Diligence
Mutual Funds
Corporate Law
Anti Money Laundering
Asset Management
Equities
Customer Service
Strategic Planning
Business Analysis
Team Building
Project Management
Strategy
Commercial Litigation
Connie Wick Summary
Connie Wick, based in Milwaukee, WI, US, is currently a General Counsel and Chief Compliance Officer at Crabel Capital Management. Connie Wick brings experience from previous roles at National Futures Association, Castle Creek Arbitrage LLC, Stark Investments and Vista360. Connie Wick holds a 1995 - 1998 Marquette University Law School. With a robust skill set that includes AML, Corporate Governance, FINRA, SEC, Investment Advisory Services and more. Connie Wick has 2 emails and 2 mobile phone numbers on RocketReach.
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