Connie Chan Email & Phone Number
Vice President and Auditor-in-charge of AML Compliance Audit @ Bank of China
5 free lookup(s).
No credit card required.
Connie Chan Location
- New York, NY, US
Connie Chan Work
- 2021 -now Vice President and Auditor-in-charge of AML Compliance Audit @
- 2020 -2021 Vice President, Consent Order Validation @
- 2018 -2020 Consent Order Validation, Project Manager and Auditor-in-Charge @
- 2017 -2018 BSA AML OFAC Compliance Auditor @
- 2015 -2017 Senior Internal Audit Consultant @
- 2015 -2015 Senior Audit Manager, Operations @
- 2014 -2015 Consultant - Financial Crime Compliance, Senior Audit Manager @ Ivory Systems - HSBC
- 2012 -2014 Cardiovascular Technologist @ Chinatown Cardiology
- 2013 -2014 Global Financial Crime Compliance - AML Consultant @ Experis - JP Morgan Chase
- 2005 -2008 Vice President, Audit Manager @ Citigroup, Audit and Risk Review
Connie Chan Education
- Sanford Brown Institute
Certificate (Echocardiography)
2010-2012 - New York University
Certification (IT Auditing)
2009-2010 - Pace University - Lubin School of Business
Connie Chan Skills
- Operational Risk Management
- Risk Management
- Financial Risk
- Internal Audit
- Internal Controls
- Sarbanes-Oxley Act
- Auditing
- Banking
- Cash Management
- Credit Risk
- Corporate Finance
- Treasury Management
- Capital Markets
- Finance
- Financial Services
- Financial Reporting
- Enterprise Risk Management
- Accounting
- Financial Audits
- Credit
- Risk Assessment
- Valuation
- Derivatives
- Anti Money Laundering
- Financial Advisory
- SEC
- Consulting
- Screening
- World Check
- Corrective Actions
- Credit Cards
- Insurance
- Cardiology
- Ability To Work Independently
- Remedial
- Sales
- Allocating
- TeamMate
- Mentoring
- Structure
- Honor
- Oversight
- Ctr
- Australia
- Singapore
- Quality Auditing
- CIA
- Continuous Monitoring
- Ultrasound
- Assessment
- Cantonese
- Transaction Processing
- Steel Detailing
- Bank Secrecy Act
- Management
- Design
- Hsbc
- Line Of Business
- Audit Management
- Access Lists
- Citigroup
- Currency
- North America
- HIT
- Mexico
- Investment Management
- SAR
- Rules
- LexisNexis
- Alerts
- Regulators
- Quarter
- Human Resources
- Methodology
- Iia
- Cardiovascular
- Basel II
- IT Audit
- Crime
- Consumer
- Privacy Act
- Escalation
- Volunteering
- Education
- Sage Act
- Engagements
- Reports
- Supervision
- Financial Crime
- Microsoft Office
- FINRA
- Diligent
- Testing
- New Business Development
- Piloting
- Anti Bribery
- Training
- Corporate Governance
- Private Equity
- Operational Excellence
- Business Management
- Correspondent Banking
- Documentation
- Luxembourg
- Trains And Add Rails
- Research
- CAMS
- Stakeholders
- Investigation
- REIT
- Sanction
- Surveillance
- Analysis
- ROOT
- Property Management
- Suspicious Activity Reporting
- Solid Professional Standards
- CIP
- Fixed Income
- C
- Value Added
- Evaluations
- Accountability
- Communication
- Schedules
- Brooklyn
- CDD
- Quality Assurance
- Regulatory Reporting
- Commercial Banking
- Operations
- Audit Reports
- MBS
- USA PATRIOT Act
- Securitization
- Drafting
- Process Efficiency
- Rolling
- Information Sharing
- Technologist
- Project Planning
- Pep
- GAAP
- Scopes
- Project
- Sarbanes Oxley Act
- Governance
- Engagement
- Autoaudit
- Presentations
- Suitability
- Filters
- Policies and Procedures
- Regulations
- Transactional Systems
- International
- Business Units
- COSO Framework
- Executive Management
- Ctf
- Lotus Notes
- New York
- Reviews
- Investments
- Records Management
- FASB
- Wrap
- Guidelines
- South America
- OFAC
- Credentials
- Visio
- Charter
- Compliance
- Mutual Funds
- Continuing Education
- Test Scripts
- Business Process
- Terrorist Financing
- Weaknesses
- Mitsubishi
- Onboarding
- Treasury
- Staff Development
- Tokyo
- Risk
- Trading
- Filing
- Due Diligence
- Hong Kong
- Regulatory Development
- Mock
- Mandarin
- KYC
- Evaluation
- Securities
- Compliance Advisory
- Databases
Connie Chan Summary
- Connie Chan, based in New York, NY, US, is currently a Vice President and Auditor-in-charge of AML Compliance Audit at Bank of China. Connie Chan brings experience from previous roles at Bank of China and David Landau & Associates, LLC (DLA). Connie Chan holds a 2010 - 2012 Certificate in Echocardiography @ Sanford Brown Institute. With a robust skill set that includes Operational Risk Management, Risk Management, Financial Risk, Internal Audit, Internal Controls and more. Connie Chan has 3 emails and 1 mobile phone numbers on RocketReach.
5 free lookup(s).
No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Looking for a different Connie Chan?
Find contact details for 700 million professionals.
Others Named Connie Chan
Connie Chan
VP of Product
Greely, CA
Top Bank of China Employees
Sam Hoexter
Vice President Structured Finance
United Kingdom
Arturo Reyes
Vice President - Risk Management
New York, NY, US
Hamad Haider
Vice President Credit Risk Management
New York, NY, US
Xi Chen
Senior Vice President, Human Resources
New York, NY, US
Nicholas Rekas-
SENIOR VICE PRESIDENT – Head of Governance
New York, NY, US
Shuang Xu
chairman
China
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5 free lookups.
Search the #1 Contact Database
Get contact details of over 700M profiles across 60M companies - all with industry-leading accuracy. Sales and Recruiter users, try out our Email Finder Extension.
Use our AI-Powered Email Finder
Find business and personal emails and mobile phone numbers with exclusive coverage across niche job titles, industries, and more for unparalleled targeting. Also available via our Contact Data API.
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co