Connie Chan Email & Phone Number

Vice President and Auditor-in-charge of AML Compliance Audit @ Bank of China

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Connie Chan Location

New York, NY, US

Connie Chan Work

2021 -now Vice President and Auditor-in-charge of AML Compliance Audit @
2020 -2021 Vice President, Consent Order Validation @
2018 -2020 Consent Order Validation, Project Manager and Auditor-in-Charge @
2017 -2018 BSA AML OFAC Compliance Auditor @
2015 -2017 Senior Internal Audit Consultant @
2015 -2015 Senior Audit Manager, Operations @
2014 -2015 Consultant - Financial Crime Compliance, Senior Audit Manager @ Ivory Systems - HSBC
2012 -2014 Cardiovascular Technologist @ Chinatown Cardiology
2013 -2014 Global Financial Crime Compliance - AML Consultant @ Experis - JP Morgan Chase
2005 -2008 Vice President, Audit Manager @ Citigroup, Audit and Risk Review

Connie Chan Education

Sanford Brown Institute
Certificate (Echocardiography)
2010-2012
New York University
Certification (IT Auditing)
2009-2010
Pace University - Lubin School of Business

Connie Chan Skills

Operational Risk Management
Risk Management
Financial Risk
Internal Audit
Internal Controls
Sarbanes-Oxley Act
Auditing
Banking
Cash Management
Credit Risk
Corporate Finance
Treasury Management
Capital Markets
Finance
Financial Services
Financial Reporting
Enterprise Risk Management
Accounting
Financial Audits
Credit
Risk Assessment
Valuation
Derivatives
Anti Money Laundering
Financial Advisory
SEC
Consulting
Screening
World Check
Corrective Actions
Credit Cards
Insurance
Cardiology
Ability To Work Independently
Remedial
Sales
Allocating
TeamMate
Mentoring
Structure
Honor
Oversight
Ctr
Australia
Singapore
Quality Auditing
CIA
Continuous Monitoring
Ultrasound
Assessment
Cantonese
Transaction Processing
Steel Detailing
Bank Secrecy Act
Management
Design
Hsbc
Line Of Business
Audit Management
Access Lists
Citigroup
Currency
North America
HIT
Mexico
Investment Management
SAR
Rules
LexisNexis
Alerts
Regulators
Quarter
Human Resources
Methodology
Iia
Cardiovascular
Basel II
IT Audit
Crime
Consumer
Privacy Act
Escalation
Volunteering
Education
Sage Act
Engagements
Reports
Google
Supervision
Financial Crime
Microsoft Office
FINRA
Diligent
Testing
New Business Development
Piloting
Anti Bribery
Training
Corporate Governance
Private Equity
Operational Excellence
Business Management
Correspondent Banking
Documentation
Luxembourg
Trains And Add Rails
Research
CAMS
Stakeholders
Investigation
REIT
Sanction
Surveillance
Analysis
ROOT
Property Management
Suspicious Activity Reporting
Solid Professional Standards
CIP
Fixed Income
C
Value Added
Evaluations
Accountability
Communication
Schedules
Brooklyn
CDD
Quality Assurance
Regulatory Reporting
Commercial Banking
Operations
Audit Reports
MBS
USA PATRIOT Act
Securitization
Drafting
Process Efficiency
Rolling
Information Sharing
Technologist
Project Planning
Pep
GAAP
Scopes
Project
Sarbanes Oxley Act
Governance
Engagement
Autoaudit
Presentations
Suitability
Filters
Policies and Procedures
Regulations
Transactional Systems
International
Business Units
COSO Framework
Executive Management
Ctf
Lotus Notes
New York
Reviews
Investments
Records Management
FASB
Wrap
Guidelines
South America
OFAC
Credentials
Visio
Charter
Compliance
Mutual Funds
Continuing Education
Test Scripts
Business Process
Terrorist Financing
Weaknesses
Mitsubishi
Onboarding
Treasury
Staff Development
Tokyo
Risk
Trading
Filing
Due Diligence
Hong Kong
Regulatory Development
Mock
Mandarin
KYC
Evaluation
Securities
Compliance Advisory
Databases

Connie Chan Summary

Connie Chan, based in New York, NY, US, is currently a Vice President and Auditor-in-charge of AML Compliance Audit at Bank of China. Connie Chan brings experience from previous roles at Bank of China and David Landau & Associates, LLC (DLA). Connie Chan holds a 2010 - 2012 Certificate in Echocardiography @ Sanford Brown Institute. With a robust skill set that includes Operational Risk Management, Risk Management, Financial Risk, Internal Audit, Internal Controls and more. Connie Chan has 3 emails and 1 mobile phone numbers on RocketReach.