CompliGuide LLC Information

CompliGuide, LLC provides compliance tools, solutions and action plans for the financial services industry. In today's complex regulatory environment, a mis-step in compliance obligations can have profound reputation ramifications and expensive repercussions. CompliGuide's mission is to help you and your financial firm meet and satisfy regulatory obligations. Navigating the complex securities regulation scheme is difficult. CompliGuide provides compliance knowledge tools, tutorials and telephonic counseling. We focus on regional and national companies involved in the financial services industry such as: * Investment Advisers * Broker Dealers * Private Equity Fund Managers CompliGuide's mission is to provide financial firms and their personnel with user - friendly compliance knowledge tools, informative securities regulation tutorials and educational coaching sessions. With over eighteen years of experience in the financial services industry, our personnel are capable of providing advice or crafting solutions for your Firm's most pressing challenge.