Compliance11, Inc., a subsidiary of The Charles Schwab Corporation, is a leading provider of cloud-based compliance automation software for the financial community. Compliance11 products automate employee trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing review, customer complaints, regulatory inquiries and more. The highly scalable, hosted platform can be operational in days freeing you to manage risk, not paper. For more information visit www.compliance11.com.
View Top Employees from Compliance11| Website | http://www.compliance11.com |
| Revenue | $6 million |
| Employees | 8 (7 on RocketReach) |
| Founded | 2005 |
| Address | 125 S Wacker Dr, Fl 11, Chicago, Illinois 60606, US |
| Phone | (312) 676-2036 |
| Technologies |
JavaScript,
HTML,
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+13 more
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| Industry | Software Development & Design, Automation/Workflow Software, Software |
| Web Rank | 27 Million |
| Competitors | BMI SYSTEM LIMITED, Compliance Experts, ComplyAssistant, Fastpath Solutions, LLC, Simplifya |
| SIC | SIC Code 737 Companies, SIC Code 73 Companies |
| NAICS | NAICS Code 518 Companies, NAICS Code 51 Companies |
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Compliance11 Questions
The Compliance11 annual revenue was $6 million in 2023.
7 people are employed at Compliance11.
Compliance11 is based in Chicago, Illinois.
The NAICS codes for Compliance11 are [518, 51].
The SIC codes for Compliance11 are [737, 73].
Top Compliance11 Employees
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