Compliance 401K is one of the largest 3(16) independent retirement plan fiduciaries in the United States. Compliance 401K has teamed with Ameritas and other well-known retirement industry providers to offer the Compliance 401k Multiple Employer Program. The Compliance 401K Multiple Employer Program (MEP) is an aggregated 401(k) Plan for businesses that allows multiple business owners to offer a retirement plan to employees while reducing the administrative burden, mitigating and transferring fiduciary risks and potentially reducing costs. The Compliance 401K MEP is based on sound structural elements of the fiduciary responsibilities specified in the Employee Retirement Income Security Act (ERISA), Internal Revenue Service (IRS) and Department of Labor (DOL) regulations. The Compliance 401K MEP is built around the 5 issues employers want resolved in a retirement plan: 1. Easier to Administer 401(k) Plans 2. Compliant 401(k) Plans 3. Pay Reasonable Costs 4. Experienced Providers 5. Protection from Fiduciary Liability The bottom line is that, for every plan, the Compliance 401K MEP functions as the employer's 401(k) Plan Sponsor, so the employer doesn't have to act as a retirement plan expert. Compliance 401K acts as the buffer between the participating employers, the DOL and IRS, while working to keep each plan in compliance with all applicable laws. Our trusted team makes the decisions and takes responsibility for those decisions with respect to the services they provide, taking away one more thing that might keep employers awake at night. Compliance 401K takes on the highest level of fiduciary liability by serving as an ERISA 402(a) named fiduciary on each plan in the Compliance 401K MEP. Compliance 401K has selected Mesirow Financial as the ERISA 3(38) investment manager, Ameritas as the Record Keeper, Malcom Thompson and Associates as the Third Party Administrator and Stadion as the participant level ERISA 3(38) fiduciary.
View Top Employees from COMPLIANCE 401KWebsite | http://www.compliance-401k.com |
Revenue | $1 million |
Employees | 6 (4 on RocketReach) |
Founded | 2017 |
Address | 1095 Evergreen Circle Suite 462, The Woodlands, Texas 77380, US |
Phone | (855) 480-0628 |
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Industry | Insurance, Investment Banking, Finance |
SIC | SIC Code 637 Companies, SIC Code 63 Companies |
NAICS | NAICS Code 523 Companies, NAICS Code 523920 Companies, NAICS Code 52392 Companies, NAICS Code 5239 Companies, NAICS Code 52 Companies |
Looking for a particular COMPLIANCE 401K employee's phone or email?
The COMPLIANCE 401K annual revenue was $1 million in 2024.
James Morin is the CEO of COMPLIANCE 401K.
4 people are employed at COMPLIANCE 401K.
COMPLIANCE 401K is based in The Woodlands, Texas.
The NAICS codes for COMPLIANCE 401K are [523, 523920, 52392, 5239, 52].
The SIC codes for COMPLIANCE 401K are [637, 63].